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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHD icon
801
Church & Dwight Co
CHD
$24.4B
$710K 0.01%
16,924
-15,476
-48% -$663K
IGLB icon
802
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$708K 0.01%
12,418
-72
-0.6% -$4.12K
WY icon
803
Weyerhaeuser
WY
$18B
$708K 0.01%
26,029
-4,164
-14% -$123K
IIM icon
804
Invesco Value Municipal Income Trust
IIM
$595M
$707K 0.01%
45,770
-151,087
-77% -$2.29M
AAP icon
805
Advance Auto Parts
AAP
$3.19B
$706K 0.01%
3,720
+1,529
+70% +$265K
OPK icon
806
Opko Health
OPK
$1.04B
$701K 0.01%
83,290
+24,124
+41% +$319K
DKS icon
807
Dick's Sporting Goods
DKS
$18.4B
$697K 0.01%
14,046
+277
+2% +$14K
IP icon
808
International Paper
IP
$22.1B
$696K 0.01%
19,448
-7,901
-29% -$335K
EWD icon
809
iShares MSCI Sweden ETF
EWD
$589M
$694K 0.01%
23,902
+23,429
+4,953% +$726K
CAH icon
810
Cardinal Health
CAH
$56.3B
$692K 0.01%
8,942
-964
-10% -$80.6K
MFD
811
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$691K 0.01%
55,067
-1,676
-3% -$22.9K
ISRG icon
812
Intuitive Surgical
ISRG
$142B
$690K 0.01%
13,527
-351
-3% -$19.9K
AB icon
813
AllianceBernstein
AB
$3.46B
$686K 0.01%
25,771
-695
-3% -$19.1K
DGX icon
814
Quest Diagnostics
DGX
$26.2B
$685K 0.01%
11,215
-1,448
-11% -$101K
ADBE icon
815
Adobe
ADBE
$105B
$684K 0.01%
8,292
+1,260
+18% +$102K
UDF
816
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$684K 0.01%
38,883
-10,607
-21% -$188K
SU icon
817
Suncor Energy
SU
$74B
$683K 0.01%
25,588
+954
+4% +$25.6K
DLTR icon
818
Dollar Tree
DLTR
$24.6B
$679K 0.01%
10,173
+2,956
+41% +$222K
STT icon
819
State Street
STT
$51.4B
$679K 0.01%
10,032
+140
+1% +$10.4K
SIRI icon
820
SiriusXM
SIRI
$9.61B
$677K 0.01%
18,078
-3,250
-15% -$125K
AFB
821
AllianceBernstein National Municipal Income Fund
AFB
$315M
$673K 0.01%
50,642
-3,490
-6% -$46.1K
IRT icon
822
Independence Realty Trust
IRT
$3.93B
$673K 0.01%
93,363
+5,622
+6% +$43K
TSN icon
823
Tyson Foods
TSN
$19.9B
$671K 0.01%
15,553
-14,290
-48% -$609K
PGEN icon
824
Precigen
PGEN
$2.46B
$670K 0.01%
21,266
+505
+2% +$24.6K
UN
825
DELISTED
Unilever NV New York Registry Shares
UN
$669K 0.01%
16,666
-1,661
-9% -$70K
31 32
33
34 35

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.