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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
(+6.6%)
Cap. Flow
+$257M
Cap. Flow
% of AUM
3.85%
Top 10 Holdings %
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$65.5M |
| 2 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$39.8M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$39.7M |
| 4 |
iShares Russell 2000 Value ETF
IWN
|
+$38.9M |
| 5 |
VanEck Fallen Angel High Yield Bond ETF
ANGL
|
+$18.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$72.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$37.9M |
| 3 |
iShares S&P 500 Value ETF
IVE
|
+$19.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$19M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$18.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.3% |
| 2 | Financials | 5.29% |
| 3 | Technology | 5.07% |
| 4 | Industrials | 5.07% |
| 5 | Healthcare | 4.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Sierra Bancorp
BSRR
$525M
| $1.04M | 0.02% |
55,679
| – | – |
|
777
Waters Corp
WAT
$40.7B
| $1.04M | 0.02% |
6,592
-218
| -3% | -$33.7K |
|
778
LKQ Corp
LKQ
$6.25B
| $1.04M | 0.02% |
29,419
-1,113
| -4% | -$38.6K |
|
779
Cedar Fair
FUN
$1.63B
| $1.04M | 0.02% |
18,122
+180
| +1% | +$10.7K |
|
|
CNSL
780
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
| $1.03M | 0.02% |
41,000
-1,739
| -4% | -$44.9K |
|
|
STI
781
DELISTED
SunTrust Banks, Inc.
STI
| $1.03M | 0.02% |
23,540
+212
| +0.9% | +$9.08K |
|
782
Nuveen Real Estate Income Fund
JRS
$241M
| $1.03M | 0.02% |
86,650
+6,062
| +8% | +$72.8K |
|
783
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$765M
| $1.03M | 0.02% |
34,852
+29,847
| +596% | +$861K |
|
784
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.92B
| $1.03M | 0.02% |
19,630
-274
| -1% | -$14.3K |
|
785
State Street SPDR S&P Regional Banking ETF
KRE
$4.61B
| $1.03M | 0.02% |
24,276
+3,299
| +16% | +$135K |
|
|
SCG
786
DELISTED
Scana
SCG
| $1.03M | 0.02% |
14,329
+4,049
| +39% | +$296K |
|
|
KYE
787
DELISTED
Kayne Anderson Energy
KYE
| $1.02M | 0.02% |
86,748
+15,379
| +22% | +$169K |
|
788
CMS Energy
CMS
$21.8B
| $1.02M | 0.02% |
24,238
-5,996
| -20% | -$262K |
|
789
SEI Investments
SEIC
$12.6B
| $1.02M | 0.02% |
22,315
-197
| -0.9% | -$9.24K |
|
790
iShares Government/Credit Bond ETF
GBF
$128M
| $1.01M | 0.02% |
8,609
+4,673
| +119% | +$549K |
|
791
iShares Core S&P US Value ETF
IUSV
$27.8B
| $1.01M | 0.02% |
21,806
+5,813
| +36% | +$267K |
|
792
NXP Semiconductors
NXPI
$59.6B
| $1M | 0.02% |
9,826
+212
| +2% | +$18K |
|
793
APA Corp
APA
$14.2B
| $1M | 0.02% |
15,683
+5,114
| +48% | +$280K |
|
|
GBAB
794
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
| $1M | 0.02% |
42,216
-342
| -0.8% | -$8.05K |
|
795
Wabtec
WAB
$50.3B
| $1M | 0.02% |
12,248
-4,357
| -26% | -$320K |
|
796
Coeur Mining
CDE
$19.1B
| $999K | 0.02% |
84,480
+7,800
| +10% | +$107K |
|
797
Toro Company
TTC
$9.41B
| $999K | 0.02% |
21,334
+4,830
| +29% | +$226K |
|
798
Boston Scientific
BSX
$74.2B
| $997K | 0.01% |
41,987
+2,038
| +5% | +$48.6K |
|
799
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
| $992K | 0.01% |
16,561
+5,183
| +46% | +$311K |
|
800
Vanguard Communication Services ETF
VOX
$5.82B
| $992K | 0.01% |
10,509
-4,953
| -32% | -$481K |
|
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
- Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
- Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
- Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.