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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUB icon
751
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.1M 0.02%
10,392
-1,045
-9% -$111K
HRZN icon
752
Horizon Technology Finance
HRZN
$328M
$1.1M 0.02%
81,078
+4,080
+5% +$54.8K
IHF icon
753
iShares US Healthcare Providers ETF
IHF
$1.25B
$1.1M 0.02%
44,360
-320
-0.7% -$8.04K
ILCB icon
754
iShares Morningstar US Equity ETF
ILCB
$1.31B
$1.1M 0.02%
34,300
+2,344
+7% +$74.8K
CSIQ icon
755
Canadian Solar
CSIQ
$1.08B
$1.1M 0.02%
79,876
+8,731
+12% +$120K
XME icon
756
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
$1.1M 0.02%
41,389
-634
-2% -$17K
ENB icon
757
Enbridge
ENB
$113B
$1.09M 0.02%
24,684
+847
+4% +$35.5K
GWX icon
758
State Street SPDR S&P International Small Cap ETF
GWX
$919M
$1.09M 0.02%
34,706
-4,284
-11% -$131K
QUAL icon
759
iShares MSCI USA Quality Factor ETF
QUAL
$48B
$1.09M 0.02%
16,107
-19,839
-55% -$1.34M
HPQ icon
760
HP
HPQ
$26.6B
$1.08M 0.02%
69,555
+4,776
+7% +$68.1K
TWO
761
Two Harbors Investment
TWO
$1.26B
$1.08M 0.02%
15,863
+875
+6% +$61.6K
XSD icon
762
State Street SPDR S&P Semiconductor ETF
XSD
$2.85B
$1.08M 0.02%
20,293
-170
-0.8% -$8.41K
FNX icon
763
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$1.08M 0.02%
20,376
+829
+4% +$43.5K
EMLC icon
764
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$1.07M 0.02%
28,272
+1,876
+7% +$71K
RS icon
765
Reliance Steel & Aluminium
RS
$21.6B
$1.07M 0.02%
14,890
-1,468
-9% -$110K
SHYG icon
766
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$1.07M 0.02%
22,591
-365,060
-94% -$17.1M
KSU
767
DELISTED
Kansas City Southern
KSU
$1.07M 0.02%
11,457
+6,432
+128% +$609K
XIV
768
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$1.06M 0.02%
28,385
-22,584
-44% -$774K
FXZ icon
769
First Trust Materials AlphaDEX Fund
FXZ
$390M
$1.06M 0.02%
31,057
+27,066
+678% +$923K
VOOG icon
770
Vanguard S&P 500 Growth ETF
VOOG
$27.1B
$1.05M 0.02%
57,744
-8,208
-12% -$149K
RPV icon
771
Invesco S&P 500 Pure Value ETF
RPV
$1.73B
$1.05M 0.02%
19,862
-23,291
-54% -$1.23M
CRF
772
Cornerstone Total Return Fund
CRF
$1.18B
$1.05M 0.02%
73,569
+1,543
+2% +$24.4K
PFL
773
PIMCO Income Strategy Fund
PFL
$388M
$1.05M 0.02%
98,077
+23,399
+31% +$246K
NI icon
774
NiSource
NI
$20.1B
$1.05M 0.02%
43,447
+135
+0.3% +$3.38K
SIR
775
DELISTED
SELECT INCOME REIT
SIR
$1.05M 0.02%
88,593
-3,051
-3% -$36.3K
29 30
31
32 33

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.