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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYI
751
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$785K 0.02%
56,054
+24,313
+77% +$357K
OMC icon
752
Omnicom Group
OMC
$23.6B
$784K 0.02%
11,899
+94
+0.8% +$6.59K
FNX icon
753
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$783K 0.02%
16,298
+1,030
+7% +$52.9K
IYLD icon
754
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
$781K 0.02%
33,143
+1,833
+6% +$44.3K
COL
755
DELISTED
Rockwell Collins
COL
$780K 0.02%
9,606
-17,378
-64% -$1.49M
SBI
756
Western Asset Intermediate Muni Fund
SBI
$107M
$779K 0.02%
78,825
+2,500
+3% +$24.4K
BSCJ
757
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$777K 0.02%
36,715
+1,741
+5% +$36.7K
JQC icon
758
Nuveen Credit Strategies Income Fund
JQC
$717M
$773K 0.02%
96,876
+13,801
+17% +$116K
IT icon
759
Gartner
IT
$11.8B
$772K 0.02%
9,188
-917
-9% -$79.9K
SPCB icon
760
SuperCom
SPCB
$67.8M
$772K 0.02%
483
+156
+48% +$327K
TITN icon
761
Titan Machinery
TITN
$438M
$769K 0.02%
+67,020
New +$911K
HST icon
762
Host Hotels & Resorts
HST
$15.3B
$768K 0.02%
48,555
+2,908
+6% +$54.5K
RY icon
763
Royal Bank of Canada
RY
$292B
$768K 0.02%
13,883
-6,464
-32% -$368K
MWE
764
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$765K 0.02%
17,659
+7,236
+69% +$413K
XSD icon
765
State Street SPDR S&P Semiconductor ETF
XSD
$2.85B
$763K 0.02%
20,244
-19,750
-49% -$773K
TRP icon
766
TC Energy
TRP
$66.3B
$761K 0.02%
24,126
-239
-1% -$8.58K
CPA icon
767
Copa Holdings
CPA
$5.49B
$758K 0.02%
18,073
+17,684
+4,546% +$1.12M
SJB icon
768
ProShares Short High Yield
SJB
$47.8M
$754K 0.02%
26,930
+9,660
+56% +$267K
IXC icon
769
iShares Global Energy ETF
IXC
$2.74B
$753K 0.02%
26,260
-794
-3% -$25K
SUNE
770
DELISTED
SUNEDISON, INC COM
SUNE
$752K 0.02%
104,780
+62,014
+145% +$1.11M
RGR icon
771
Sturm, Ruger & Co
RGR
$598M
$749K 0.02%
12,736
-7,025
-36% -$421K
VVR icon
772
Invesco Senior Income Trust
VVR
$460M
$749K 0.02%
179,217
-7,228
-4% -$31.5K
UHAL icon
773
U-Haul Holding Co
UHAL
$14.3B
$746K 0.02%
18,970
+540
+3% +$19.6K
AMBA icon
774
Ambarella
AMBA
$3.64B
$745K 0.02%
12,898
-1,026
-7% -$96.9K
EPS icon
775
WisdomTree US LargeCap Fund
EPS
$1.64B
$744K 0.02%
34,068
+339
+1% +$7.87K
29 30
31
32 33

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.