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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAST icon
751
Fastenal
FAST
$59.8B
$391K 0.01%
31,172
-77,180
-71% -$914K
KBE icon
752
State Street SPDR S&P Bank ETF
KBE
$1.71B
$391K 0.01%
13,051
+985
+8% +$30.1K
KFN
753
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$390K 0.01%
37,778
+15,175
+67% +$159K
NS
754
DELISTED
NuStar Energy L.P.
NS
$389K 0.01%
9,704
+2,300
+31% +$97.6K
UN
755
DELISTED
Unilever NV New York Registry Shares
UN
$388K 0.01%
10,240
+1,292
+14% +$51.1K
GNW icon
756
Genworth Financial
GNW
$3.75B
$387K 0.01%
29,984
+4,351
+17% +$54.5K
MOS icon
757
The Mosaic Company
MOS
$7.46B
$384K 0.01%
8,909
+1,654
+23% +$77K
PII icon
758
Polaris
PII
$3.97B
$384K 0.01%
2,976
+75
+3% +$8.42K
TWC
759
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$384K 0.01%
3,411
-2,132
-38% -$240K
ETW
760
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$383K 0.01%
33,809
+5,225
+18% +$59.6K
WEC icon
761
WEC Energy
WEC
$34.6B
$382K 0.01%
9,433
+794
+9% +$33.1K
PGR icon
762
Progressive
PGR
$124B
$379K 0.01%
13,953
+6
+0% +$156
AA icon
763
Alcoa
AA
$13.6B
$378K 0.01%
19,230
-1,042
-5% -$20.2K
CLMT icon
764
Calumet Specialty Products
CLMT
$3.96B
$378K 0.01%
13,853
+610
+5% +$19.2K
EIM
765
Eaton Vance Municipal Bond Fund
EIM
$499M
$378K 0.01%
32,659
-22,808
-41% -$255K
FLR icon
766
Fluor
FLR
$7.3B
$378K 0.01%
5,242
+484
+10% +$31.4K
YCS icon
767
ProShares UltraShort Yen
YCS
$29.9M
$377K 0.01%
24,236
-9,132
-27% -$144K
WY icon
768
Weyerhaeuser
WY
$18.2B
$376K 0.01%
13,138
-4,571
-26% -$129K
NVO
769
Novo Nordisk
NVO
$211B
$375K 0.01%
22,110
+1,870
+9% +$31.5K
OKE icon
770
Oneok
OKE
$56.9B
$374K 0.01%
7,986
-343
-4% -$14.9K
SJB icon
771
ProShares Short High Yield
SJB
$47.8M
$374K 0.01%
12,250
-2,750
-18% -$85K
FDO
772
DELISTED
FAMILY DOLLAR STORES
FDO
$374K 0.01%
5,236
-434
-8% -$30.5K
CA
773
DELISTED
CA, Inc.
CA
$374K 0.01%
12,587
+6,080
+93% +$182K
TRP icon
774
TC Energy
TRP
$66B
$373K 0.01%
8,497
+851
+11% +$37.9K
APU
775
DELISTED
AmeriGas Partners, L.P.
APU
$373K 0.01%
8,661
+1,112
+15% +$49.4K
29 30
31
32 33

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.