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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEO icon
726
NeoGenomics
NEO
$2.12B
$1.15M 0.02%
142,487
-275
-0.2% -$2.31K
RCS
727
PIMCO Strategic Income Fund
RCS
$250M
$1.15M 0.02%
114,189
+5,387
+5% +$54.4K
HTH icon
728
Hilltop Holdings
HTH
$2.24B
$1.14M 0.02%
50,573
-657
-1% -$14.5K
KEYS icon
729
Keysight
KEYS
$58.7B
$1.13M 0.02%
35,663
-3,347
-9% -$99.6K
IEX icon
730
IDEX
IEX
$17.5B
$1.13M 0.02%
12,071
-39
-0.3% -$3.52K
SURE icon
731
AdvisorShares Insider Advantage ETF
SURE
$57.7M
$1.13M 0.02%
19,321
-1,223
-6% -$70.6K
WIN
732
DELISTED
Windstream Holdings Inc
WIN
$1.12M 0.02%
22,343
+15
+0.1% +$687
IYK icon
733
iShares US Consumer Staples ETF
IYK
$1.43B
$1.12M 0.02%
29,538
-22,995
-44% -$889K
EWL icon
734
iShares MSCI Switzerland ETF
EWL
$2.23B
$1.12M 0.02%
36,566
-2,456
-6% -$74.3K
OCSL icon
735
Oaktree Specialty Lending
OCSL
$1.13B
$1.12M 0.02%
64,085
+4,834
+8% +$82.9K
MAA icon
736
Mid-America Apartment Communities
MAA
$15.3B
$1.12M 0.02%
11,881
+3,642
+44% +$363K
YPRO
737
DELISTED
AdvisorShares YieldPro ETF
YPRO
$1.12M 0.02%
47,316
-24,535
-34% -$580K
FEP icon
738
First Trust Europe AlphaDEX Fund
FEP
$532M
$1.11M 0.02%
37,767
-9,471
-20% -$272K
PIV
739
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$1.11M 0.02%
44,255
+7,911
+22% +$199K
ERC
740
Allspring Multi-Sector Income Fund
ERC
$261M
$1.11M 0.02%
85,792
+21,250
+33% +$274K
BGS icon
741
B&G Foods
BGS
$277M
$1.11M 0.02%
22,591
+736
+3% +$35.4K
CRI icon
742
Carter's
CRI
$1.46B
$1.11M 0.02%
12,815
-1,134
-8% -$114K
BKU icon
743
Bankunited
BKU
$3.35B
$1.11M 0.02%
36,745
-3,043
-8% -$93.3K
FTF
744
Franklin Limited Duration Income Trust
FTF
$237M
$1.11M 0.02%
91,800
-11,892
-11% -$141K
OC icon
745
Owens Corning
OC
$12.6B
$1.11M 0.02%
20,969
+10,823
+107% +$581K
PTEU icon
746
Pacer Trendpilot European Index ETF
PTEU
$38.1M
$1.11M 0.02%
46,724
+9,738
+26% +$225K
AEM icon
747
Agnico Eagle Mines
AEM
$92B
$1.11M 0.02%
20,421
+32
+0.2% +$1.76K
LHX icon
748
L3Harris
LHX
$53.3B
$1.1M 0.02%
12,052
+1,988
+20% +$177K
IYT icon
749
iShares US Transportation ETF
IYT
$2.27B
$1.1M 0.02%
30,392
-5,052
-14% -$178K
TBF icon
750
ProShares Short 20+ Year Treasury ETF
TBF
$106M
$1.1M 0.02%
52,486
-18,773
-26% -$393K
28 29
30
31 32

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.