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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOV icon
726
NOV
NOV
$7.49B
$831K 0.02%
22,066
-6,127
-22% -$251K
PFG icon
727
Principal Financial Group
PFG
$24.2B
$830K 0.02%
17,550
+2,080
+13% +$108K
GBAB
728
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$828K 0.02%
38,498
+32,448
+536% +$692K
NI icon
729
NiSource
NI
$20.1B
$828K 0.02%
44,621
+11,086
+33% +$190K
EXD
730
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$825K 0.02%
67,598
-3,963
-6% -$50.2K
EWS icon
731
iShares MSCI Singapore ETF
EWS
$1.17B
$822K 0.02%
40,415
+16,871
+72% +$384K
VGIT icon
732
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$813K 0.02%
12,407
-23,724
-66% -$1.54M
MIDD icon
733
Middleby
MIDD
$5.43B
$809K 0.02%
7,693
-2,004
-21% -$231K
FFTY icon
734
CapForce IBD 50 ETF
FFTY
$79.5M
$808K 0.02%
37,024
+36,174
+4,256% +$862K
FYX icon
735
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$805K 0.02%
18,275
+1,968
+12% +$92.3K
EEMV icon
736
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$804K 0.02%
16,125
-258
-2% -$13.6K
SPYG icon
737
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$804K 0.02%
34,484
+4,316
+14% +$106K
EPI icon
738
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$803K 0.02%
40,326
-3,598
-8% -$74.8K
HEZU icon
739
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$587M
$800K 0.02%
32,256
+11,984
+59% +$322K
EWP icon
740
iShares MSCI Spain ETF
EWP
$2.21B
$796K 0.02%
26,832
-2,057
-7% -$67.2K
IEX icon
741
IDEX
IEX
$17.5B
$795K 0.02%
11,152
+589
+6% +$43.4K
WWD icon
742
Woodward
WWD
$21.1B
$795K 0.02%
19,533
+1
+0% +$47
SIR
743
DELISTED
SELECT INCOME REIT
SIR
$795K 0.02%
95,184
+20,471
+27% +$178K
DGS icon
744
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.76B
$793K 0.02%
22,273
-1,890
-8% -$73K
PFXF icon
745
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$793K 0.02%
40,276
+11,756
+41% +$235K
FAX
746
abrdn Asia-Pacific Income Fund
FAX
$604M
$792K 0.02%
29,334
-3,462
-11% -$96.8K
PSL icon
747
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.1M
$791K 0.02%
14,680
+12,451
+559% +$692K
COO icon
748
Cooper Companies
COO
$15B
$788K 0.02%
21,196
+4,580
+28% +$190K
IXUS icon
749
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$786K 0.02%
16,093
-2,032
-11% -$106K
AVB icon
750
AvalonBay Communities
AVB
$26B
$785K 0.02%
4,489
+71
+2% +$12K
28 29
30
31 32

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.