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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GG
726
DELISTED
Goldcorp Inc
GG
$416K 0.01%
16,000
+1,480
+10% +$40.8K
ARLP icon
727
Alliance Resource Partners
ARLP
$3.19B
$415K 0.01%
11,188
-510
-4% -$19.2K
SFM icon
728
Sprouts Farmers Market
SFM
$7.96B
$415K 0.01%
+9,350
New +$371K
SU icon
729
Suncor Energy
SU
$73.4B
$413K 0.01%
11,554
-2,161
-16% -$71.9K
EDU icon
730
New Oriental
EDU
$9.24B
$412K 0.01%
19,411
-688
-3% -$15.7K
ISRG icon
731
Intuitive Surgical
ISRG
$139B
$410K 0.01%
9,756
-3,735
-28% -$165K
AMP icon
732
Ameriprise Financial
AMP
$49.2B
$407K 0.01%
4,342
+170
+4% +$15K
MS icon
733
Morgan Stanley
MS
$338B
$406K 0.01%
15,015
-17,498
-54% -$470K
TFC icon
734
Truist Financial
TFC
$63.4B
$406K 0.01%
12,031
-921
-7% -$32.2K
CSR
735
Centerspace
CSR
$926M
$403K 0.01%
4,889
+235
+5% +$20K
BPT
736
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$402K 0.01%
4,641
-3,346
-42% -$295K
GWW icon
737
W.W. Grainger
GWW
$61.1B
$400K 0.01%
1,526
+172
+13% +$44.8K
NEM icon
738
Newmont
NEM
$124B
$400K 0.01%
14,234
+1,828
+15% +$54.2K
NNY icon
739
Nuveen New York Municipal Value Fund
NNY
$156M
$399K 0.01%
44,500
– –
GDL
740
GDL Fund
GDL
$91.9M
$398K 0.01%
35,191
+95
+0.3% +$1.08K
LNC icon
741
Lincoln National
LNC
$8.75B
$398K 0.01%
9,444
+292
+3% +$12.3K
LNG icon
742
Cheniere Energy
LNG
$54.9B
$398K 0.01%
11,632
-1,443
-11% -$42.8K
DTD icon
743
WisdomTree US Total Dividend Fund
DTD
$1.69B
$396K 0.01%
12,814
+1,154
+10% +$35.9K
SRCI
744
DELISTED
SRC Energy Inc
SRCI
$396K 0.01%
40,659
– –
BPL
745
DELISTED
Buckeye Partners, L.P.
BPL
$396K 0.01%
6,043
+100
+2% +$6.91K
NSLR
746
Neostellar Capital Corp
NSLR
$273M
$394K 0.01%
40,937
-23,601
-37% -$172K
WPRT
747
Westport Fuel Systems
WPRT
$35.7M
$393K 0.01%
1,621
+205
+14% +$59.9K
ATHN
748
DELISTED
Athenahealth, Inc.
ATHN
$393K 0.01%
3,607
-153
-4% -$16.5K
VXX
749
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$392K 0.01%
416
+101
+32% +$101K
CTSH icon
750
Cognizant
CTSH
$26.3B
$391K 0.01%
9,432
-2,538
-21% -$94.2K
28 29
30
31 32

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.