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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJNK icon
51
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$34.8M 0.38%
1,242,965
+145,067
+13% +$4.04M
VNQ icon
52
Vanguard Real Estate ETF
VNQ
$39B
$34.6M 0.37%
415,963
+41,858
+11% +$3.5M
VOT icon
53
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$34.1M 0.37%
280,491
+16,686
+6% +$1.99M
AGG icon
54
iShares Core US Aggregate Bond ETF
AGG
$138B
$33.9M 0.37%
309,492
+44,629
+17% +$4.9M
XLF icon
55
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$33.9M 0.37%
1,309,167
+97,856
+8% +$2.44M
EFAV icon
56
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$33.8M 0.37%
476,179
+94,874
+25% +$6.68M
SCZ icon
57
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$33.1M 0.36%
533,589
+392,642
+279% +$23.5M
MMM icon
58
3M
MMM
$94.3B
$33M 0.36%
188,116
-14,607
-7% -$2.53M
JPM icon
59
JPMorgan Chase
JPM
$950B
$33M 0.36%
345,301
-27,491
-7% -$2.54M
SCHG icon
60
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$32.9M 0.36%
3,986,992
+187,800
+5% +$1.52M
MO icon
61
Altria Group
MO
$114B
$32.8M 0.36%
517,093
-151,450
-23% -$10.1M
BNDX icon
62
Vanguard Total International Bond ETF
BNDX
$82.2B
$32.2M 0.35%
589,431
+127,618
+28% +$6.96M
BA icon
63
Boeing
BA
$185B
$31.8M 0.35%
125,132
+4,461
+4% +$1.04M
V icon
64
Visa
V
$677B
$31.8M 0.34%
302,096
+7,397
+3% +$750K
USMV icon
65
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$31.5M 0.34%
624,832
-362,251
-37% -$18.1M
IJJ icon
66
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
$31.3M 0.34%
409,254
+2,290
+0.6% +$170K
SDY icon
67
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$31M 0.34%
339,261
+13,965
+4% +$1.25M
SCHV
68
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$30M 0.33%
1,735,734
+157,530
+10% +$2.67M
VGK icon
69
Vanguard FTSE Europe ETF
VGK
$31.4B
$29.2M 0.32%
500,713
+29,068
+6% +$1.65M
FDL icon
70
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$29M 0.32%
1,000,669
+83,221
+9% +$2.36M
IJK icon
71
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$29M 0.31%
573,712
-35,044
-6% -$1.73M
PM icon
72
Philip Morris
PM
$295B
$27.7M 0.3%
249,461
+1,647
+0.7% +$192K
VO icon
73
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$27.4M 0.3%
746,944
+71,868
+11% +$2.59M
LMT icon
74
Lockheed Martin
LMT
$136B
$27.3M 0.3%
87,934
+7,096
+9% +$2.12M
VB icon
75
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$27.2M 0.3%
192,739
+6,599
+4% +$899K
1 2
3
4 5

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.