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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCIT icon
51
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$25.8M 0.39%
288,453
+38,705
+15% +$3.46M
DVY icon
52
iShares Select Dividend ETF
DVY
$23.6B
$25.7M 0.38%
299,487
+14,531
+5% +$1.25M
CL icon
53
Colgate-Palmolive
CL
$74.4B
$25.6M 0.38%
344,775
+9,342
+3% +$691K
JPIN icon
54
JPMorgan Diversified Return International Equity ETF
JPIN
$377M
$24.5M 0.37%
469,837
-235,889
-33% -$12.1M
IJK icon
55
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$24.2M 0.36%
554,844
-46,508
-8% -$2.04M
IJJ icon
56
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$24.2M 0.36%
364,410
-55,328
-13% -$3.66M
PM icon
57
Philip Morris
PM
$295B
$23.6M 0.35%
242,550
+11,726
+5% +$1.17M
IBM icon
58
IBM
IBM
$224B
$23.2M 0.35%
152,954
-8,535
-5% -$1.3M
DIA icon
59
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$22.9M 0.34%
125,330
-1,316
-1% -$242K
KO icon
60
Coca-Cola
KO
$375B
$22.7M 0.34%
536,023
-37,298
-7% -$1.63M
SBUX icon
61
Starbucks
SBUX
$120B
$22.5M 0.34%
415,817
+17,370
+4% +$971K
GLD icon
62
SPDR Gold Trust
GLD
$142B
$22M 0.33%
175,518
+4,960
+3% +$632K
EFAV icon
63
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$21.9M 0.33%
323,333
-101,536
-24% -$6.83M
PFE icon
64
Pfizer
PFE
$153B
$21.8M 0.33%
679,914
+41,202
+6% +$1.38M
VXF icon
65
Vanguard Extended Market ETF
VXF
$31.9B
$21.6M 0.32%
236,992
+3,916
+2% +$351K
XLE icon
66
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$21.5M 0.32%
610,106
+2,078
+0.3% +$71.2K
INTC icon
67
Intel
INTC
$513B
$21.1M 0.32%
560,224
+37,164
+7% +$1.32M
DIS icon
68
Walt Disney
DIS
$181B
$21.1M 0.32%
226,919
+10,534
+5% +$1.01M
VTV icon
69
Vanguard Morningstar Value ETF
VTV
$192B
$20.6M 0.31%
236,436
-6,399
-3% -$558K
VGK icon
70
Vanguard FTSE Europe ETF
VGK
$31.1B
$20.5M 0.31%
420,418
-11,872
-3% -$571K
PEP icon
71
PepsiCo
PEP
$190B
$20.3M 0.3%
187,054
+13,890
+8% +$1.5M
IVV icon
72
iShares Core S&P 500 ETF
IVV
$904B
$20.3M 0.3%
93,084
-590
-0.6% -$128K
UPS icon
73
United Parcel Service
UPS
$88.9B
$19.1M 0.29%
174,994
+6,983
+4% +$763K
ANGL icon
74
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$19M 0.29%
659,270
+652,516
+9,661% +$18.5M
BNDX icon
75
Vanguard Total International Bond ETF
BNDX
$83.1B
$19M 0.28%
339,167
+26,974
+9% +$1.51M
1 2
3
4 5

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.