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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
51
Colgate-Palmolive
CL
$74.4B
$19.5M 0.4%
307,954
-11,907
-4% -$778K
SCZ icon
52
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$19.3M 0.4%
402,588
+6,215
+2% +$310K
IBM icon
53
IBM
IBM
$224B
$19.2M 0.4%
138,691
-410
-0.3% -$60.5K
KO icon
54
Coca-Cola
KO
$375B
$18.8M 0.39%
469,468
-12,556
-3% -$503K
GILD icon
55
Gilead Sciences
GILD
$165B
$18.5M 0.38%
188,691
+7,649
+4% +$850K
USMV icon
56
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$18.5M 0.38%
466,743
+376,471
+417% +$15.4M
META icon
57
Meta Platforms (Facebook)
META
$1.51T
$18.1M 0.37%
201,319
+10,024
+5% +$920K
IJH icon
58
iShares Core S&P Mid-Cap ETF
IJH
$127B
$18.1M 0.37%
662,130
-285,285
-30% -$8.29M
GOOG icon
59
Alphabet (Google) Class C
GOOG
$4.32T
$18M 0.37%
576,400
+66,080
+13% +$2.03M
IWN icon
60
iShares Russell 2000 Value ETF
IWN
$14.6B
$17.9M 0.37%
197,217
+12,982
+7% +$1.25M
TIP icon
61
iShares TIPS Bond ETF
TIP
$14.7B
$17.5M 0.36%
158,484
+4,876
+3% +$544K
IJR icon
62
iShares Core S&P Small-Cap ETF
IJR
$112B
$17.5M 0.36%
327,600
+24,442
+8% +$1.39M
VNQ icon
63
Vanguard Real Estate ETF
VNQ
$39.1B
$17.3M 0.36%
229,502
+293
+0.1% +$22.5K
PFE icon
64
Pfizer
PFE
$153B
$17.3M 0.36%
580,514
-35,206
-6% -$1.13M
DIS icon
65
Walt Disney
DIS
$181B
$17.2M 0.35%
169,130
+24,355
+17% +$2.65M
PM icon
66
Philip Morris
PM
$295B
$16.8M 0.35%
212,042
+1,898
+0.9% +$156K
UPS icon
67
United Parcel Service
UPS
$88.9B
$16.8M 0.35%
170,494
+448
+0.3% +$44.2K
PFF icon
68
iShares Preferred and Income Securities ETF
PFF
$13.2B
$16.6M 0.34%
430,159
-56,912
-12% -$2.23M
VXF icon
69
Vanguard Extended Market ETF
VXF
$31.9B
$16.4M 0.34%
201,501
-16,247
-7% -$1.44M
DBEF icon
70
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$16.3M 0.34%
626,632
+108,499
+21% +$3.05M
EFA icon
71
iShares MSCI EAFE ETF
EFA
$80.2B
$16.1M 0.33%
281,185
-28,252
-9% -$1.74M
MCD icon
72
McDonald's
MCD
$195B
$16.1M 0.33%
163,831
-16,015
-9% -$1.56M
HYG icon
73
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$16M 0.33%
192,370
-258,275
-57% -$22.4M
IVV icon
74
iShares Core S&P 500 ETF
IVV
$904B
$16M 0.33%
83,079
-42,996
-34% -$8.78M
MBB icon
75
iShares MBS ETF
MBB
$39.1B
$15.3M 0.32%
139,779
-15,741
-10% -$1.72M
1 2
3
4 5

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.