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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
51
Chevron
CVX
$366B
$18.8M 0.42%
168,014
+63,258
+60% +$7.19M
MMM icon
52
3M
MMM
$94.3B
$18.7M 0.41%
136,415
+38,199
+39% +$4.9M
IBM icon
53
IBM
IBM
$224B
$18.5M 0.41%
120,945
+42,416
+54% +$6.75M
KMI icon
54
Kinder Morgan
KMI
$68.7B
$18.2M 0.4%
430,889
+346,430
+410% +$13.6M
KO icon
55
Coca-Cola
KO
$375B
$17.9M 0.4%
425,079
+124,377
+41% +$5.31M
VOO icon
56
Vanguard S&P 500 ETF
VOO
$1.01T
$17.7M 0.39%
94,167
+61,279
+186% +$11.3M
AGG icon
57
iShares Core US Aggregate Bond ETF
AGG
$138B
$16.4M 0.36%
149,345
+76,260
+104% +$8.39M
WFC icon
58
Wells Fargo
WFC
$264B
$16.3M 0.36%
297,204
+95,056
+47% +$5.03M
INTC icon
59
Intel
INTC
$513B
$16.3M 0.36%
448,956
+42,163
+10% +$1.47M
FIDU icon
60
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
$15.7M 0.35%
545,782
-935,475
-63% -$26.2M
VNQ icon
61
Vanguard Real Estate ETF
VNQ
$39B
$15.6M 0.35%
192,766
+60,129
+45% +$4.72M
MCD icon
62
McDonald's
MCD
$195B
$15.6M 0.34%
166,022
+60,449
+57% +$5.66M
FHLC icon
63
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$15.5M 0.34%
472,426
-516,849
-52% -$16.5M
FMAT icon
64
Fidelity MSCI Materials Index ETF
FMAT
$611M
$15.4M 0.34%
560,082
-508,324
-48% -$13.9M
PFE icon
65
Pfizer
PFE
$153B
$14.8M 0.33%
498,797
+108,650
+28% +$3.12M
PFF icon
66
iShares Preferred and Income Securities ETF
PFF
$13.3B
$14.4M 0.32%
363,952
+78,765
+28% +$3.11M
UPS icon
67
United Parcel Service
UPS
$88.9B
$14.2M 0.31%
127,726
+8,121
+7% +$857K
GILD icon
68
Gilead Sciences
GILD
$165B
$14M 0.31%
148,608
+8,300
+6% +$858K
IJJ icon
69
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
$14M 0.31%
218,296
+56,026
+35% +$3.47M
SBUX icon
70
Starbucks
SBUX
$120B
$13.9M 0.31%
337,984
+207,396
+159% +$8.1M
PM icon
71
Philip Morris
PM
$295B
$13.6M 0.3%
167,112
+56,317
+51% +$4.84M
MRK icon
72
Merck
MRK
$318B
$13.5M 0.3%
248,396
+48,753
+24% +$2.72M
HR icon
73
Healthcare Realty
HR
$6.84B
$13.4M 0.3%
499,242
+7,620
+2% +$193K
TIP icon
74
iShares TIPS Bond ETF
TIP
$14.5B
$13.4M 0.3%
119,484
+26,344
+28% +$2.97M
VTV icon
75
Vanguard Morningstar Value ETF
VTV
$191B
$13M 0.29%
153,902
+27,586
+22% +$2.28M
1 2
3
4 5

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.