We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVB icon
701
AvalonBay Communities
AVB
$26.8B
$1.72M 0.02%
9,607
-221
-2% -$41.4K
DHC
702
Diversified Healthcare Trust
DHC
$2.14B
$1.71M 0.02%
87,531
+3,845
+5% +$75K
VOOG icon
703
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$1.71M 0.02%
79,740
-113,802
-59% -$2.4M
FTV icon
704
Fortive
FTV
$18.6B
$1.71M 0.02%
38,204
+889
+2% +$37K
PFL
705
PIMCO Income Strategy Fund
PFL
$388M
$1.71M 0.02%
140,720
+5,526
+4% +$66.8K
HNI icon
706
HNI Corp
HNI
$3.59B
$1.7M 0.02%
41,076
+39,957
+3,571% +$1.5M
LNT icon
707
Alliant Energy
LNT
$18B
$1.7M 0.02%
40,980
+2,964
+8% +$123K
NVO
708
Novo Nordisk
NVO
$209B
$1.7M 0.02%
70,738
+6,926
+11% +$157K
TYG
709
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$1.7M 0.02%
14,726
-25,417
-63% -$2.97M
XYZ
710
Block Inc
XYZ
$47.5B
$1.7M 0.02%
59,112
+42,506
+256% +$1.11M
EEFT icon
711
Euronet Worldwide
EEFT
$2.7B
$1.7M 0.02%
17,934
+5,829
+48% +$552K
OC icon
712
Owens Corning
OC
$12.4B
$1.7M 0.02%
21,961
+797
+4% +$55.7K
VIXY icon
713
ProShares VIX Short-Term Futures ETF
VIXY
$197M
$1.69M 0.02%
649
-75
-10% -$232K
A icon
714
Agilent Technologies
A
$41.2B
$1.69M 0.02%
26,240
-2,289
-8% -$143K
NAD icon
715
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$1.68M 0.02%
118,640
-15,029
-11% -$214K
SCHW
716
Charles Schwab
SCHW
$187B
$1.68M 0.02%
38,326
+6,337
+20% +$263K
XLRE icon
717
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.65B
$1.67M 0.02%
51,755
+7,484
+17% +$243K
LH icon
718
Labcorp
LH
$25.9B
$1.67M 0.02%
12,839
-351
-3% -$46.8K
PGR icon
719
Progressive
PGR
$125B
$1.66M 0.02%
34,222
-3,768
-10% -$176K
FAX
720
abrdn Asia-Pacific Income Fund
FAX
$600M
$1.66M 0.02%
53,698
+2,941
+6% +$90.6K
RWR icon
721
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$1.66M 0.02%
17,909
-6,781
-27% -$630K
REGN icon
722
Regeneron Pharmaceuticals
REGN
$80.8B
$1.65M 0.02%
3,689
-782
-17% -$372K
LYB icon
723
LyondellBasell Industries
LYB
$19.2B
$1.64M 0.02%
16,563
+1,529
+10% +$138K
CVY icon
724
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$1.64M 0.02%
75,594
+21,664
+40% +$459K
WDC icon
725
Western Digital
WDC
$150B
$1.64M 0.02%
25,064
-8
-0% -$531
27 28
29
30 31

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.