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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXR icon
701
Extra Space Storage
EXR
$31B
$1.2M 0.02%
15,105
+4,406
+41% +$372K
VSS icon
702
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.2M 0.02%
12,027
-23
-0.2% -$2.24K
IXN icon
703
iShares Global Tech ETF
IXN
$9.2B
$1.19M 0.02%
64,716
+11,346
+21% +$200K
BSCG
704
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$1.19M 0.02%
54,084
– –
NEM icon
705
Newmont
NEM
$124B
$1.18M 0.02%
30,181
+11,187
+59% +$464K
MOS icon
706
The Mosaic Company
MOS
$7.34B
$1.18M 0.02%
48,390
-5,168
-10% -$141K
CLM icon
707
Cornerstone Strategic Value Fund
CLM
$2.25B
$1.18M 0.02%
80,395
+19,289
+32% +$313K
EXG icon
708
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.09B
$1.18M 0.02%
135,824
+6,529
+5% +$57.4K
IYLD icon
709
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
$1.18M 0.02%
46,566
-876
-2% -$22K
BR icon
710
Broadridge
BR
$19.5B
$1.17M 0.02%
17,312
+432
+3% +$29.5K
ROP icon
711
Roper Technologies
ROP
$39.5B
$1.17M 0.02%
6,417
-173
-3% -$30.2K
EGF
712
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$1.17M 0.02%
84,994
-12,442
-13% -$172K
PSQ icon
713
ProShares Short QQQ
PSQ
$647M
$1.17M 0.02%
4,911
-318
-6% -$78.2K
SCHR
714
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1.17M 0.02%
42,046
-4,240
-9% -$118K
RPM icon
715
RPM International
RPM
$14.9B
$1.17M 0.02%
21,736
-7,699
-26% -$409K
IRM icon
716
Iron Mountain
IRM
$36.5B
$1.17M 0.02%
31,059
+58
+0.2% +$2.24K
NVO
717
Novo Nordisk
NVO
$207B
$1.16M 0.02%
55,964
-1,718
-3% -$42.6K
CBRE icon
718
CBRE Group
CBRE
$42.7B
$1.16M 0.02%
41,506
-3,193
-7% -$91.1K
IT icon
719
Gartner
IT
$11.8B
$1.16M 0.02%
13,136
+2
+0% +$188
VTEB icon
720
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$1.16M 0.02%
22,244
+14,493
+187% +$760K
PBA icon
721
Pembina Pipeline
PBA
$28.3B
$1.16M 0.02%
38,091
-676
-2% -$20.3K
QQQE icon
722
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.42B
$1.16M 0.02%
34,070
+32,896
+2,802% +$1.09M
PARA
723
DELISTED
Paramount Global Class B
PARA
$1.16M 0.02%
21,138
+9,477
+81% +$503K
EFR
724
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$1.16M 0.02%
81,787
-1,763
-2% -$23.9K
IGM icon
725
iShares Expanded Tech Sector ETF
IGM
$10.7B
$1.15M 0.02%
56,016
+14,940
+36% +$296K
27 28
29
30 31

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.