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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBH icon
701
Zimmer Biomet
ZBH
$18.5B
$889K 0.02%
9,762
-96
-1% -$9.62K
EOG icon
702
EOG Resources
EOG
$75.2B
$884K 0.02%
12,143
-1,524
-11% -$118K
EW icon
703
Edwards Lifesciences
EW
$54B
$882K 0.02%
37,200
+4,764
+15% +$115K
CIT
704
DELISTED
CIT Group Inc.
CIT
$881K 0.02%
22,029
+1,180
+6% +$52.9K
HAIN icon
705
Hain Celestial
HAIN
$48.8M
$874K 0.02%
16,927
+510
+3% +$32.3K
BCE icon
706
BCE
BCE
$21.8B
$873K 0.02%
21,317
-1,576
-7% -$64.7K
DPG
707
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$872K 0.02%
57,570
+958
+2% +$16K
BPY
708
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$871K 0.02%
40,607
-368
-0.9% -$7.89K
PFLT icon
709
PennantPark Floating Rate Capital
PFLT
$743M
$860K 0.02%
71,936
+3,667
+5% +$47.8K
ILCB icon
710
iShares Morningstar US Equity ETF
ILCB
$1.31B
$856K 0.02%
30,584
+13,620
+80% +$404K
LNT icon
711
Alliant Energy
LNT
$17.8B
$855K 0.02%
29,258
-776
-3% -$22.8K
RBS.PRF.CL
712
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
$855K 0.02%
33,618
+3,755
+13% +$96.2K
IVR icon
713
Invesco Mortgage Capital
IVR
$802M
$854K 0.02%
6,980
+262
+4% +$36.5K
CORR.PRA
714
DELISTED
CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock
CORR.PRA
$845K 0.02%
37,165
+1,850
+5% +$44.7K
EFF
715
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$844K 0.02%
57,514
+3,330
+6% +$51.8K
IXP icon
716
iShares Global Comm Services ETF
IXP
$567M
$843K 0.02%
14,856
-4,590
-24% -$279K
OKS
717
DELISTED
Oneok Partners LP
OKS
$841K 0.02%
28,488
-3,460
-11% -$112K
AOM icon
718
iShares Core Moderate Allocation ETF
AOM
$1.77B
$839K 0.02%
24,769
+1,778
+8% +$61.4K
ARR
719
Armour Residential REIT
ARR
$2.36B
$839K 0.02%
8,368
-4,122
-33% -$447K
TGI
720
DELISTED
Triumph Group
TGI
$839K 0.02%
19,946
+374
+2% +$20K
LH icon
721
Labcorp
LH
$26.1B
$838K 0.02%
8,995
+4,773
+113% +$494K
WPZ
722
DELISTED
Williams Partners L.P.
WPZ
$838K 0.02%
26,252
+470
+2% +$19.7K
KBWD icon
723
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$837K 0.02%
37,721
+8,334
+28% +$195K
CERN
724
DELISTED
Cerner Corp
CERN
$833K 0.02%
13,893
-9,227
-40% -$603K
HBI
725
DELISTED
Hanesbrands
HBI
$832K 0.02%
28,734
-9,242
-24% -$286K
27 28
29
30 31

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.