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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
701
Danaher
DHR
$147B
$793K 0.02%
13,800
+5,299
+62% +$287K
SBR
702
Sabine Royalty Trust
SBR
$1.06B
$791K 0.02%
16,574
+16,243
+4,907% +$766K
VNO icon
703
Vornado Realty Trust
VNO
$7.26B
$791K 0.02%
9,189
-119
-1% -$9.53K
EPP icon
704
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$789K 0.02%
17,960
-43,085
-71% -$1.99M
GII icon
705
State Street SPDR S&P Global Infrastructure ETF
GII
$929M
$784K 0.02%
16,181
+11,704
+261% +$570K
HTH icon
706
Hilltop Holdings
HTH
$2.22B
$783K 0.02%
39,235
+28,124
+253% +$578K
AAIC
707
DELISTED
Arlington Asset Investment Corp.
AAIC
$770K 0.02%
28,925
– –
ZBH icon
708
Zimmer Biomet
ZBH
$18.7B
$769K 0.02%
6,974
+1,504
+27% +$159K
CNSL
709
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$768K 0.02%
27,597
+27,354
+11,257% +$729K
STX icon
710
Seagate
STX
$182B
$763K 0.02%
11,526
-849
-7% -$52.6K
WDR
711
DELISTED
Waddell & Reed Financial, Inc.
WDR
$763K 0.02%
15,311
-426
-3% -$20.3K
IHE icon
712
iShares US Pharmaceuticals ETF
IHE
$1.66B
$761K 0.02%
15,072
+7,881
+110% +$384K
IWC icon
713
iShares Micro-Cap ETF
IWC
$1.49B
$761K 0.02%
9,885
+628
+7% +$45.6K
JFR icon
714
Nuveen Floating Rate Income Fund
JFR
$1.26B
$761K 0.02%
69,254
+4,402
+7% +$48.5K
POT
715
DELISTED
Potash Corp Of Saskatchewan
POT
$759K 0.02%
21,520
+4,661
+28% +$159K
DST
716
DELISTED
DST Systems Inc.
DST
$759K 0.02%
15,294
-222
-1% -$10.4K
PHO icon
717
Invesco Water Resources ETF
PHO
$2.09B
$756K 0.02%
29,336
+12,702
+76% +$322K
LVLT
718
DELISTED
Level 3 Communications Inc
LVLT
$756K 0.02%
15,272
+4,115
+37% +$190K
CBRE icon
719
CBRE Group
CBRE
$41.7B
$755K 0.02%
22,052
+1,625
+8% +$52K
WPZ
720
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$755K 0.02%
17,913
+6,523
+57% +$307K
SUB icon
721
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$754K 0.02%
7,117
+551
+8% +$58.5K
GNT
722
GAMCO Natural Resources, Gold & Income Trust
GNT
$147M
$753K 0.02%
93,328
+89,328
+2,233% +$771K
DWX icon
723
State Street SPDR S&P International Dividend ETF
DWX
$529M
$752K 0.02%
17,885
+1,193
+7% +$53K
MNK
724
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$748K 0.02%
7,566
+51
+0.7% +$4.69K
EINC icon
725
VanEck Energy Income ETF
EINC
$78.5M
$747K 0.02%
3,984
+2,307
+138% +$529K
27 28
29
30 31

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.