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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNY icon
676
Sanofi
SNY
$104B
$1.25M 0.02%
32,702
-723
-2% -$29K
EWH icon
677
iShares MSCI Hong Kong ETF
EWH
$1.21B
$1.25M 0.02%
56,565
-11,220
-17% -$236K
WIW
678
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$1.24M 0.02%
111,088
-119
-0.1% -$1.33K
BSCH
679
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$1.24M 0.02%
54,823
+122
+0.2% +$2.77K
PMF
680
DELISTED
PIMCO Municipal Income Fund
PMF
$1.24M 0.02%
73,809
+12,062
+20% +$202K
LVLT
681
DELISTED
Level 3 Communications Inc
LVLT
$1.24M 0.02%
26,648
+2,254
+9% +$114K
IDU icon
682
iShares US Utilities ETF
IDU
$1.36B
$1.23M 0.02%
20,148
-19,024
-49% -$1.21M
EQIX icon
683
Equinix
EQIX
$103B
$1.23M 0.02%
3,424
+765
+29% +$284K
JSD
684
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.23M 0.02%
73,094
-4,891
-6% -$79K
VCLT icon
685
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.75B
$1.23M 0.02%
12,847
+10,945
+575% +$1.05M
LNT icon
686
Alliant Energy
LNT
$17.7B
$1.23M 0.02%
32,014
-1,283
-4% -$50.3K
WFM
687
DELISTED
Whole Foods Market Inc
WFM
$1.22M 0.02%
43,181
+6,697
+18% +$206K
CVA
688
DELISTED
Covanta Holding Corporation
CVA
$1.22M 0.02%
79,373
-2,279
-3% -$35.4K
VGIT icon
689
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$1.22M 0.02%
18,243
-3,446
-16% -$230K
IGR
690
CBRE Global Real Estate Income Fund
IGR
$704M
$1.22M 0.02%
145,045
+1,029
+0.7% +$8.65K
AOK icon
691
iShares Core Conservative Allocation ETF
AOK
$791M
$1.22M 0.02%
36,430
+6,653
+22% +$221K
SNA icon
692
Snap-on
SNA
$21.3B
$1.21M 0.02%
7,999
-1,199
-13% -$185K
HPE icon
693
Hewlett Packard
HPE
$72.1B
$1.21M 0.02%
91,511
+2,338
+3% +$28.9K
EFF
694
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$1.21M 0.02%
77,446
+12,270
+19% +$189K
J icon
695
Jacobs Solutions
J
$17.3B
$1.21M 0.02%
28,249
-8,126
-22% -$352K
KBWD icon
696
Invesco KBW High Dividend Yield Financial ETF
KBWD
$428M
$1.21M 0.02%
54,606
+6,171
+13% +$135K
CVY icon
697
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$1.2M 0.02%
62,098
-4,514
-7% -$88.1K
WOOF
698
DELISTED
VCA Inc.
WOOF
$1.2M 0.02%
17,175
-555
-3% -$38.8K
DHR icon
699
Danaher
DHR
$146B
$1.2M 0.02%
17,309
-5,078
-23% -$360K
EVV
700
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$1.2M 0.02%
87,659
+24,934
+40% +$340K
26 27
28
29 30

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.