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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
A icon
676
Agilent Technologies
A
$42.2B
$929K 0.02%
27,137
+1,466
+6% +$55.5K
CSIQ icon
677
Canadian Solar
CSIQ
$1.08B
$928K 0.02%
55,858
-13,076
-19% -$291K
ACG
678
DELISTED
AllianceBernstein Income Fund Inc
ACG
$926K 0.02%
117,714
-7,750
-6% -$60K
PVH icon
679
PVH
PVH
$3.91B
$923K 0.02%
9,056
+1,746
+24% +$198K
ITM icon
680
VanEck Intermediate Muni ETF
ITM
$2.13B
$919K 0.02%
19,430
-11,860
-38% -$554K
RWX icon
681
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$916K 0.02%
23,279
-2,117
-8% -$86.3K
PCAR icon
682
PACCAR
PCAR
$69.8B
$915K 0.02%
26,283
-11,405
-30% -$462K
IWC icon
683
iShares Micro-Cap ETF
IWC
$1.49B
$911K 0.02%
13,063
-129,762
-91% -$9.89M
LVLT
684
DELISTED
Level 3 Communications Inc
LVLT
$911K 0.02%
20,875
+1,431
+7% +$68.9K
CSQ icon
685
Calamos Strategic Total Return Fund
CSQ
$3.35B
$909K 0.02%
97,867
+9,543
+11% +$98.4K
DTE icon
686
DTE Energy
DTE
$28.6B
$907K 0.02%
13,300
+4,516
+51% +$302K
CFO icon
687
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$426M
$906K 0.02%
26,470
+465
+2% +$16.9K
APD icon
688
Air Products & Chemicals
APD
$68.9B
$902K 0.02%
7,649
-38
-0.5% -$4.83K
SPIB icon
689
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$902K 0.02%
26,581
-588
-2% -$19.9K
NYF icon
690
iShares New York Muni Bond ETF
NYF
$1.41B
$901K 0.02%
16,256
+172
+1% +$9.47K
EWY icon
691
iShares MSCI South Korea ETF
EWY
$25.9B
$899K 0.02%
18,439
-3,350
-15% -$167K
WAT icon
692
Waters Corp
WAT
$40.7B
$895K 0.02%
7,574
+4,816
+175% +$609K
APC
693
DELISTED
Anadarko Petroleum
APC
$895K 0.02%
14,832
-599
-4% -$42.6K
PII icon
694
Polaris
PII
$3.99B
$894K 0.02%
7,456
+494
+7% +$67K
GNMA icon
695
iShares GNMA Bond ETF
GNMA
$431M
$893K 0.02%
17,753
+1,429
+9% +$71.6K
MKC.V icon
696
McCormick & Company Voting
MKC.V
$14.2B
$892K 0.02%
+21,746
New +$884K
SCHC icon
697
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$891K 0.02%
31,235
+10,305
+49% +$309K
EES icon
698
WisdomTree US SmallCap Earnings Fund
EES
$727M
$890K 0.02%
36,345
+570
+2% +$15K
COR icon
699
Cencora
COR
$63.7B
$889K 0.02%
9,370
-3,750
-29% -$393K
POWA icon
700
Invesco Bloomberg Pricing Power ETF
POWA
$184M
$889K 0.02%
25,450
– –
26 27
28
29 30

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.