We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKX icon
676
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$837K 0.02%
56,789
+7,495
+15% +$106K
MOO icon
677
VanEck Agribusiness ETF
MOO
$978M
$835K 0.02%
15,908
+8,214
+107% +$437K
SPYV icon
678
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$835K 0.02%
32,872
+31,544
+2,375% +$783K
TM icon
679
Toyota
TM
$224B
$835K 0.02%
6,627
+1,796
+37% +$216K
CFO icon
680
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$425M
$834K 0.02%
+22,740
New +$803K
EPI icon
681
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$831K 0.02%
37,070
+29,998
+424% +$674K
PVH icon
682
PVH
PVH
$4.02B
$827K 0.02%
6,459
+44
+0.7% +$5.28K
SRV
683
NXG Cushing Midstream Energy Fund
SRV
$216M
$827K 0.02%
7,017
+2,255
+47% +$349K
ILCV icon
684
iShares Morningstar Value ETF
ILCV
$1.36B
$826K 0.02%
19,158
+11,200
+141% +$473K
IUSG icon
685
iShares Core S&P US Growth ETF
IUSG
$33.8B
$826K 0.02%
21,092
+1,432
+7% +$54.7K
SJB icon
686
ProShares Short High Yield
SJB
$47.8M
$826K 0.02%
29,522
-1,927
-6% -$53.8K
ASH icon
687
Ashland
ASH
$3.45B
$825K 0.02%
14,053
+462
+3% +$24.9K
IGE icon
688
iShares North American Natural Resources ETF
IGE
$778M
$825K 0.02%
21,555
+5,271
+32% +$214K
EES icon
689
WisdomTree US SmallCap Earnings Fund
EES
$727M
$821K 0.02%
29,796
-18,264
-38% -$485K
EWS icon
690
iShares MSCI Singapore ETF
EWS
$1.15B
$819K 0.02%
31,309
-9,219
-23% -$243K
BSCI
691
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$819K 0.02%
38,755
+31,947
+469% +$676K
BKNG icon
692
Booking.com
BKNG
$160B
$817K 0.02%
18,150
+5,125
+39% +$231K
PYZ icon
693
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$78.2M
$813K 0.02%
+15,487
New +$820K
APD icon
694
Air Products & Chemicals
APD
$68.6B
$811K 0.02%
6,068
-304
-5% -$38.5K
HGT
695
DELISTED
Hugoton Royalty Trust
HGT
$808K 0.02%
95,534
+95,362
+55,443% +$847K
XSD icon
696
State Street SPDR S&P Semiconductor ETF
XSD
$2.82B
$804K 0.02%
+20,170
New +$736K
PRFZ icon
697
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.87B
$799K 0.02%
39,660
+1,820
+5% +$35.4K
TXN icon
698
Texas Instruments
TXN
$256B
$796K 0.02%
14,874
+1,937
+15% +$98K
DZZ icon
699
DB Gold Double Short ETN due Feb 15 2038
DZZ
$3.15M
$795K 0.02%
+101,803
New +$749K
ET icon
700
Energy Transfer Partners
ET
$70.9B
$795K 0.02%
27,726
-6,594
-19% -$190K
26 27
28
29 30

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.