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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBH icon
651
Zimmer Biomet
ZBH
$18.7B
$1.33M 0.02%
10,538
+428
+4% +$52.9K
PNRA
652
DELISTED
Panera Bread Co
PNRA
$1.33M 0.02%
6,841
-24
-0.3% -$5.07K
EEFT icon
653
Euronet Worldwide
EEFT
$2.65B
$1.33M 0.02%
16,226
-2,040
-11% -$156K
DFS
654
DELISTED
Discover Financial Services
DFS
$1.32M 0.02%
23,401
+965
+4% +$55.3K
WR
655
DELISTED
Westar Energy Inc
WR
$1.32M 0.02%
23,353
-1,072
-4% -$59.3K
DTD icon
656
WisdomTree US Total Dividend Fund
DTD
$1.69B
$1.32M 0.02%
33,822
+5,734
+20% +$225K
GOV
657
DELISTED
Government Properties Income Trust
GOV
$1.31M 0.02%
58,158
+3,503
+6% +$82K
SCHH icon
658
Schwab US REIT ETF
SCHH
$11.2B
$1.31M 0.02%
61,386
-1,204
-2% -$26.4K
EOG icon
659
EOG Resources
EOG
$74.9B
$1.31M 0.02%
13,528
+122
+0.9% +$10.7K
EIX icon
660
Edison International
EIX
$26.8B
$1.3M 0.02%
18,072
-2,904
-14% -$218K
STT icon
661
State Street
STT
$51.5B
$1.3M 0.02%
18,699
+9,706
+108% +$634K
HXL icon
662
Hexcel
HXL
$7.61B
$1.3M 0.02%
29,414
-2,529
-8% -$111K
A icon
663
Agilent Technologies
A
$42.3B
$1.3M 0.02%
27,527
-4,497
-14% -$210K
FEM icon
664
First Trust Emerging Markets AlphaDEX Fund
FEM
$780M
$1.29M 0.02%
62,229
-249
-0.4% -$5.13K
SFBS
665
ServisFirst Bancshares
SFBS
$4.9B
$1.29M 0.02%
49,724
-5,016
-9% -$128K
SOXX icon
666
iShares Semiconductor ETF
SOXX
$45B
$1.29M 0.02%
34,242
-13,932
-29% -$486K
PDBC icon
667
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.65B
$1.28M 0.02%
73,150
-26,461
-27% -$451K
PDI icon
668
PIMCO Dynamic Income Fund
PDI
$7.46B
$1.27M 0.02%
44,709
+1,937
+5% +$55K
EUM icon
669
ProShares Trust Short MSCI Emerging Markets
EUM
$9.46M
$1.26M 0.02%
26,516
-15,480
-37% -$762K
NKX icon
670
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$663M
$1.26M 0.02%
76,120
+5,611
+8% +$95.7K
SPTS icon
671
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$1.26M 0.02%
41,337
+40,559
+5,213% +$1.24M
CFO icon
672
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$427M
$1.26M 0.02%
32,802
-5,605
-15% -$216K
BSCJ
673
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$1.26M 0.02%
58,855
+1,455
+3% +$31.1K
STPZ icon
674
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$1.26M 0.02%
23,929
-680
-3% -$35.7K
VPL icon
675
Vanguard FTSE Pacific ETF
VPL
$8.41B
$1.25M 0.02%
20,703
-1,686
-8% -$99.3K
25 26
27
28 29

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.