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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
651
NXP Semiconductors
NXPI
$59.6B
$970K 0.02%
11,169
-9,831
-47% -$886K
INFN
652
DELISTED
Infinera Corporation Common Stock
INFN
$968K 0.02%
49,792
+193
+0.4% +$4.21K
FISV
653
Fiserv Inc
FISV
$28B
$966K 0.02%
22,464
+702
+3% +$30.4K
SYK icon
654
Stryker
SYK
$134B
$966K 0.02%
10,210
+61
+0.6% +$6.04K
VFC icon
655
VF Corp
VFC
$5.81B
$954K 0.02%
14,841
-14,903
-50% -$1.02M
AA icon
656
Alcoa
AA
$14.3B
$953K 0.02%
41,129
+10,092
+33% +$236K
SSYS icon
657
Stratasys
SSYS
$782M
$952K 0.02%
35,905
+339
+1% +$10.5K
FEN
658
DELISTED
First Trust Energy Income and Growth Fund
FEN
$951K 0.02%
37,494
+5,628
+18% +$157K
IQDF icon
659
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$950K 0.02%
44,541
+14,967
+51% +$350K
BAB icon
660
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$949K 0.02%
32,393
-46
-0.1% -$1.33K
MAIN icon
661
Main Street Capital
MAIN
$5.52B
$949K 0.02%
35,593
+2,739
+8% +$81K
TCBK icon
662
TriCo Bancshares
TCBK
$1.83B
$948K 0.02%
38,584
-3,476
-8% -$84.4K
BSCI
663
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$947K 0.02%
44,673
+545
+1% +$11.5K
CYS
664
DELISTED
CYS Investments Inc.
CYS
$947K 0.02%
130,604
-47,370
-27% -$366K
DEM icon
665
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$946K 0.02%
28,236
-2,552
-8% -$96.8K
FEP icon
666
First Trust Europe AlphaDEX Fund
FEP
$532M
$944K 0.02%
33,423
+6,018
+22% +$183K
FFIV icon
667
F5
FFIV
$23.4B
$943K 0.02%
8,137
+295
+4% +$36.1K
CTAS icon
668
Cintas
CTAS
$82.1B
$940K 0.02%
43,852
-34,424
-44% -$739K
DBL
669
DoubleLine Opportunistic Credit Fund
DBL
$281M
$938K 0.02%
37,683
+9,482
+34% +$226K
PFN
670
PIMCO Income Strategy Fund II
PFN
$707M
$938K 0.02%
106,093
+2,082
+2% +$19.2K
TFC icon
671
Truist Financial
TFC
$63.9B
$938K 0.02%
26,434
-377
-1% -$14.5K
LHX icon
672
L3Harris
LHX
$53.3B
$937K 0.02%
13,064
-185
-1% -$14.5K
RS icon
673
Reliance Steel & Aluminium
RS
$21.6B
$934K 0.02%
17,293
-23,005
-57% -$1.35M
PNY
674
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$934K 0.02%
23,340
-656
-3% -$24.8K
WR
675
DELISTED
Westar Energy Inc
WR
$931K 0.02%
24,256
+255
+1% +$9.42K
25 26
27
28 29

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.