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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORC
651
Orchid Island Capital
ORC
$1.3B
$517K 0.02%
9,422
+2,115
+29% +$119K
ACN icon
652
Accenture
ACN
$109B
$516K 0.02%
6,955
-873
-11% -$64.6K
RWM icon
653
ProShares Short Russell2000
RWM
$101M
$516K 0.02%
6,760
-1,091
-14% -$83.7K
SHI
654
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$513K 0.02%
21,846
-581
-3% -$13.4K
LPX icon
655
Louisiana-Pacific
LPX
$5.2B
$509K 0.02%
28,950
-13,750
-32% -$227K
EWL icon
656
iShares MSCI Switzerland ETF
EWL
$2.24B
$508K 0.02%
16,261
-24,519
-60% -$740K
EXG icon
657
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$508K 0.02%
54,265
-2,032
-4% -$19.3K
IYM icon
658
iShares US Basic Materials ETF
IYM
$1.03B
$507K 0.02%
6,847
+2,799
+69% +$201K
GAS
659
DELISTED
AGL Resources Inc
GAS
$506K 0.02%
10,982
-740
-6% -$33.3K
DCT
660
DELISTED
DCT Industrial Trust Inc.
DCT
$505K 0.02%
17,572
-309
-2% -$8.99K
EEMV icon
661
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
$504K 0.02%
+8,595
New +$495K
JOY
662
DELISTED
Joy Global Inc
JOY
$502K 0.02%
9,819
-3,472
-26% -$177K
REGN icon
663
Regeneron Pharmaceuticals
REGN
$83.2B
$500K 0.02%
1,599
+168
+12% +$44.2K
BAX icon
664
Baxter International
BAX
$14.4B
$499K 0.02%
13,977
-1,044
-7% -$40.5K
KBH icon
665
KB Home
KBH
$3.47B
$499K 0.02%
28,335
+10,797
+62% +$189K
SUNE
666
DELISTED
SUNEDISON, INC COM
SUNE
$498K 0.02%
62,469
+6,849
+12% +$56.8K
BOH icon
667
Bank of Hawaii
BOH
$3.1B
$497K 0.02%
9,122
+1,175
+15% +$63.5K
FITB
668
Fifth Third Bancorp
FITB
$51.8B
$496K 0.02%
27,248
-887
-3% -$16.7K
A icon
669
Agilent Technologies
A
$42B
$494K 0.02%
13,485
+651
+5% +$21.9K
SJT
670
San Juan Basin Royalty Trust
SJT
$121M
$494K 0.02%
30,936
-508
-2% -$8.35K
PJP icon
671
Invesco Pharmaceuticals ETF
PJP
$501M
$492K 0.02%
11,565
+625
+6% +$28.5K
CHL
672
DELISTED
China Mobile Limited
CHL
$492K 0.02%
8,740
+767
+10% +$41.5K
BUD icon
673
AB InBev
BUD
$164B
$485K 0.02%
4,885
-5,038
-51% -$480K
SLA
674
DELISTED
AMERICAN SELECT PTFL INC
SLA
$485K 0.02%
50,449
-9,227
-15% -$89.2K
CHY
675
Calamos Convertible and High Income Fund
CHY
$1.07B
$483K 0.02%
38,572
+3,117
+9% +$38.5K
25 26
27
28 29

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.