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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPAB icon
626
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.92B
$1.39M 0.02%
46,774
-29,872
-39% -$886K
LYB icon
627
LyondellBasell Industries
LYB
$20.7B
$1.38M 0.02%
17,149
-6,101
-26% -$472K
RSPM icon
628
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
$1.38M 0.02%
79,400
-13,400
-14% -$233K
XLG icon
629
Invesco S&P 500 Top 50 ETF
XLG
$10.9B
$1.38M 0.02%
90,230
-85,840
-49% -$1.31M
AVGO icon
630
Broadcom
AVGO
$1.99T
$1.38M 0.02%
79,920
+7,720
+11% +$129K
NGL icon
631
NGL Energy Partners
NGL
$2.16B
$1.38M 0.02%
73,115
+1,560
+2% +$28.7K
IYC icon
632
iShares US Consumer Discretionary ETF
IYC
$1.22B
$1.38M 0.02%
37,380
-8,380
-18% -$310K
REGL icon
633
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$1.38M 0.02%
29,574
+15,791
+115% +$739K
PJP icon
634
Invesco Pharmaceuticals ETF
PJP
$499M
$1.37M 0.02%
22,264
+3,819
+21% +$250K
PCN
635
PIMCO Corporate & Income Strategy Fund
PCN
$889M
$1.37M 0.02%
89,194
+13,061
+17% +$202K
ECL icon
636
Ecolab
ECL
$79.7B
$1.36M 0.02%
11,237
-614
-5% -$74.1K
LVS icon
637
Las Vegas Sands
LVS
$29.6B
$1.36M 0.02%
23,706
+6,199
+35% +$320K
OKS
638
DELISTED
Oneok Partners LP
OKS
$1.36M 0.02%
34,212
+1,330
+4% +$53.1K
REGN icon
639
Regeneron Pharmaceuticals
REGN
$83.2B
$1.36M 0.02%
3,394
+529
+18% +$212K
RF icon
640
Regions Financial
RF
$26.9B
$1.36M 0.02%
137,653
+14,187
+11% +$133K
ITM icon
641
VanEck Intermediate Muni ETF
ITM
$2.13B
$1.36M 0.02%
27,606
+1,618
+6% +$80K
PLD icon
642
Prologis
PLD
$133B
$1.36M 0.02%
25,385
-7,791
-23% -$411K
PGF icon
643
Invesco Financial Preferred ETF
PGF
$667M
$1.35M 0.02%
70,899
+4,135
+6% +$79.6K
SCHB icon
644
Schwab US Broad Market ETF
SCHB
$44.8B
$1.35M 0.02%
154,842
+13,272
+9% +$115K
FLG
645
Flagstar Bank National Association
FLG
$5.87B
$1.35M 0.02%
31,667
-3,235
-9% -$142K
MSI icon
646
Motorola Solutions
MSI
$77.2B
$1.35M 0.02%
17,704
+1,505
+9% +$110K
SPSB icon
647
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$1.35M 0.02%
43,798
-5,708
-12% -$176K
UWM icon
648
ProShares Ultra Russell2000
UWM
$245M
$1.34M 0.02%
56,720
+11,512
+25% +$261K
MOAT icon
649
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$1.34M 0.02%
39,313
+1,468
+4% +$50.1K
TILT icon
650
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
$1.34M 0.02%
14,769
+8,984
+155% +$805K
24 25
26
27 28

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.