We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.68B
AUM Growth
+$274M
Cap. Flow
+$181M
Cap. Flow %
3.19%
Top 10 Hldgs %
13.82%
Holding
5,085
New
226
Increased
2,041
Reduced
1,618
Closed
203

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$40.1M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28.3M
3
GNMA icon
iShares GNMA Bond ETF
GNMA
+$27.5M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$23.5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$22M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$42.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.1M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$25.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$25.1M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$22.9M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.55%
2 Financials 5.42%
3 Technology 5.31%
4 Industrials 5.02%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHH icon
626
Schwab US REIT ETF
SCHH
$11.2B
$1.18M 0.02%
56,864
-16,584
-23% -$319K
EES icon
627
WisdomTree US SmallCap Earnings Fund
EES
$731M
$1.17M 0.02%
45,645
+13,215
+41% +$312K
TWX
628
DELISTED
Time Warner Inc
TWX
$1.17M 0.02%
16,097
-874
-5% -$60.2K
WIW
629
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$512M
$1.17M 0.02%
105,476
-1,609
-2% -$16.7K
TD icon
630
Toronto Dominion Bank
TD
$200B
$1.17M 0.02%
27,030
+778
+3% +$30K
WPM icon
631
Wheaton Precious Metals
WPM
$61B
$1.16M 0.02%
70,226
-20,134
-22% -$292K
DCP
632
DELISTED
DCP Midstream, LP
DCP
$1.16M 0.02%
42,511
+9,539
+29% +$200K
GAS
633
DELISTED
AGL Resources Inc
GAS
$1.16M 0.02%
17,680
-501
-3% -$32.2K
YPRO
634
DELISTED
AdvisorShares YieldPro ETF
YPRO
$1.15M 0.02%
49,549
+18,358
+59% +$423K
SURE icon
635
AdvisorShares Insider Advantage ETF
SURE
$57.5M
$1.15M 0.02%
20,457
-4,855
-19% -$255K
PFN
636
PIMCO Income Strategy Fund II
PFN
$703M
$1.15M 0.02%
131,224
+5,415
+4% +$45.4K
RSPF icon
637
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$1.15M 0.02%
39,497
-7,109
-15% -$197K
BSCJ
638
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$1.14M 0.02%
53,897
+4,147
+8% +$86.9K
SCHM icon
639
Schwab US Mid-Cap ETF
SCHM
$15.1B
$1.14M 0.02%
84,192
+2,712
+3% +$34.2K
NQM
640
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$1.14M 0.02%
70,786
+8,180
+13% +$129K
GWX icon
641
State Street SPDR S&P International Small Cap ETF
GWX
$921M
$1.13M 0.02%
39,686
-3,697
-9% -$98.7K
IYW icon
642
iShares US Technology ETF
IYW
$25.3B
$1.13M 0.02%
41,724
-127,068
-75% -$3.21M
IYLD icon
643
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$1.13M 0.02%
47,007
+3,265
+7% +$75.3K
FTC icon
644
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$1.13M 0.02%
23,413
+5,224
+29% +$239K
RAD
645
DELISTED
Rite Aid Corporation
RAD
$1.13M 0.02%
6,929
-91
-1% -$14.3K
FEN
646
DELISTED
First Trust Energy Income and Growth Fund
FEN
$1.13M 0.02%
48,572
+9,081
+23% +$193K
PJP icon
647
Invesco Pharmaceuticals ETF
PJP
$500M
$1.13M 0.02%
18,728
-32,106
-63% -$1.96M
RSPT icon
648
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.9B
$1.12M 0.02%
119,240
-147,220
-55% -$1.28M
NKX icon
649
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$663M
$1.11M 0.02%
69,579
-2,399
-3% -$37.6K
OEFA
650
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$37.7M
$1.11M 0.02%
+47,957
New +$1.07M
24 25
26
27 28

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Ladenburg Thalmann Financial Services held 5,085 positions worth $5.68B, up 5.1% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $181M of net new capital in Q1 2016, opening 226 new positions and adding to 2,041 existing holdings. Its largest new stake was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.5% of assets, up from 5.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $42.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2016 buy was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Value ETF in Q1 2016, an estimated $40.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $42.7M.
  • Ladenburg Thalmann Financial Services fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $3.14M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $5.68B portfolio in Q1 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 203 in Q1 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.1% quarter-over-quarter to $5.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2016, filed 16 May 2016.