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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWC icon
626
iShares MSCI Canada ETF
EWC
$6.48B
$1.02M 0.02%
44,475
-5,830
-12% -$144K
UST icon
627
ProShares Ultra 7-10 Year Treasury
UST
$13.8M
$1.02M 0.02%
17,609
+16,819
+2,129% +$946K
KXI icon
628
iShares Global Consumer Staples ETF
KXI
$1.06B
$1.02M 0.02%
22,930
-1,338
-6% -$60.9K
EFR
629
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$1.02M 0.02%
77,027
+16,666
+28% +$228K
IFLN
630
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$1.01M 0.02%
56,735
+22,265
+65% +$408K
HQH
631
abrdn Healthcare Investors
HQH
$1.34B
$1.01M 0.02%
36,612
-4,626
-11% -$157K
VPL icon
632
Vanguard FTSE Pacific ETF
VPL
$8.42B
$1.01M 0.02%
18,797
-20,810
-53% -$1.2M
ROP icon
633
Roper Technologies
ROP
$39.5B
$1.01M 0.02%
6,429
-5,264
-45% -$870K
CINF icon
634
Cincinnati Financial
CINF
$26.6B
$1.01M 0.02%
18,749
-29
-0.2% -$1.56K
SLYG icon
635
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$1M 0.02%
23,036
+1,204
+6% +$55.9K
NKX icon
636
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$663M
$1M 0.02%
68,372
+2,300
+3% +$33.3K
SCHM icon
637
Schwab US Mid-Cap ETF
SCHM
$15.1B
$1M 0.02%
77,295
-35,319
-31% -$490K
SCHR
638
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$994K 0.02%
36,468
+3,398
+10% +$91.6K
NAC icon
639
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$993K 0.02%
66,428
+1,385
+2% +$20.2K
WFM
640
DELISTED
Whole Foods Market Inc
WFM
$991K 0.02%
31,351
-16,854
-35% -$596K
TD icon
641
Toronto Dominion Bank
TD
$201B
$989K 0.02%
25,086
+1,419
+6% +$56.5K
KYN icon
642
Kayne Anderson Energy Infrastructure Fund
KYN
$2.48B
$988K 0.02%
42,603
-2,762
-6% -$76.3K
BWX icon
643
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$987K 0.02%
37,904
-2,136
-5% -$55.5K
RSPT icon
644
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
$987K 0.02%
115,980
+6,430
+6% +$56.9K
HTH icon
645
Hilltop Holdings
HTH
$2.24B
$984K 0.02%
49,655
+4,361
+10% +$93.3K
CTSH icon
646
Cognizant
CTSH
$26.4B
$978K 0.02%
15,590
+892
+6% +$56K
SKX
647
DELISTED
Skechers
SKX
$978K 0.02%
22,542
+6,207
+38% +$282K
ACWV icon
648
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.37B
$977K 0.02%
14,581
-3,471
-19% -$240K
IELG
649
DELISTED
ISHARES ENHANCED U.S. LARGE CAP ETF
IELG
$976K 0.02%
31,571
+5,624
+22% +$180K
VCR icon
650
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$975K 0.02%
8,266
+543
+7% +$67.2K
24 25
26
27 28

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.