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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRC
601
DELISTED
First Republic Bank
FRC
$1.46M 0.02%
18,958
-726
-4% -$53.4K
APD icon
602
Air Products & Chemicals
APD
$68.8B
$1.46M 0.02%
10,687
+1,733
+19% +$240K
HE icon
603
Hawaiian Electric Industries
HE
$2.05B
$1.45M 0.02%
48,572
-26,173
-35% -$804K
IEUR icon
604
iShares Core MSCI Europe ETF
IEUR
$9.15B
$1.45M 0.02%
34,992
-689
-2% -$28.1K
FDS icon
605
Factset
FDS
$10.1B
$1.45M 0.02%
8,930
+1,880
+27% +$324K
WMB icon
606
Williams Companies
WMB
$88.5B
$1.45M 0.02%
47,080
+15,206
+48% +$404K
CHD icon
607
Church & Dwight Co
CHD
$24.4B
$1.44M 0.02%
30,244
+870
+3% +$42.9K
MAT icon
608
Mattel
MAT
$4.33B
$1.44M 0.02%
47,388
+3,183
+7% +$104K
AVA icon
609
Avista
AVA
$3.21B
$1.43M 0.02%
34,185
-495
-1% -$21K
INGR icon
610
Ingredion
INGR
$6.57B
$1.43M 0.02%
10,728
+742
+7% +$99.1K
FNDX icon
611
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$1.42M 0.02%
136,884
-55,797
-29% -$577K
IVR icon
612
Invesco Mortgage Capital
IVR
$803M
$1.42M 0.02%
9,322
+1,076
+13% +$162K
KXI icon
613
iShares Global Consumer Staples ETF
KXI
$1.06B
$1.42M 0.02%
28,530
+550
+2% +$27.4K
DNB
614
DELISTED
Dun & Bradstreet
DNB
$1.41M 0.02%
10,352
-153
-1% -$20.5K
TWX
615
DELISTED
Time Warner Inc
TWX
$1.41M 0.02%
17,750
-24
-0.1% -$1.88K
CCL icon
616
Carnival Corporation Ltd
CCL
$37.9B
$1.41M 0.02%
28,894
-2,836
-9% -$131K
FAX
617
abrdn Asia-Pacific Income Fund
FAX
$603M
$1.41M 0.02%
45,393
+6,234
+16% +$194K
IHI icon
618
iShares US Medical Devices ETF
IHI
$3.47B
$1.41M 0.02%
57,966
+14,742
+34% +$351K
BSCI
619
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$1.41M 0.02%
65,933
+2,420
+4% +$51.6K
DBP icon
620
Invesco DB Precious Metals Fund
DBP
$258M
$1.4M 0.02%
34,815
+28,807
+479% +$1.19M
TSN icon
621
Tyson Foods
TSN
$19.8B
$1.4M 0.02%
18,791
+3,476
+23% +$255K
RBS.PRF.CL
622
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
$1.4M 0.02%
53,925
-2,008
-4% -$52.3K
CEF icon
623
Sprott Physical Gold and Silver Trust
CEF
$8.25B
$1.4M 0.02%
100,757
+25,176
+33% +$356K
UA icon
624
Under Armour Class C
UA
$2.26B
$1.39M 0.02%
41,123
-6,104
-13% -$220K
UUP icon
625
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$1.39M 0.02%
55,969
-21,110
-27% -$523K
23 24
25
26 27

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.