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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.68B
AUM Growth
+$274M
Cap. Flow
+$181M
Cap. Flow %
3.19%
Top 10 Hldgs %
13.82%
Holding
5,085
New
226
Increased
2,041
Reduced
1,618
Closed
203

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$40.1M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28.3M
3
GNMA icon
iShares GNMA Bond ETF
GNMA
+$27.5M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$23.5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$22M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$42.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.1M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$25.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$25.1M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$22.9M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.55%
2 Financials 5.42%
3 Technology 5.31%
4 Industrials 5.02%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHL
601
DELISTED
China Mobile Limited
CHL
$1.25M 0.02%
22,545
+2,081
+10% +$112K
ULTA icon
602
Ulta Beauty
ULTA
$23.6B
$1.25M 0.02%
6,426
-1,647
-20% -$287K
NAC icon
603
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$1.24M 0.02%
76,716
+2,841
+4% +$44.9K
SCHR
604
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1.23M 0.02%
44,428
+6,660
+18% +$182K
SFBS
605
ServisFirst Bancshares
SFBS
$4.84B
$1.23M 0.02%
54,440
– –
TUP
606
DELISTED
Tupperware Brands Corporation
TUP
$1.23M 0.02%
21,148
+14,179
+203% +$731K
DFS
607
DELISTED
Discover Financial Services
DFS
$1.22M 0.02%
24,027
+743
+3% +$35.8K
VPL icon
608
Vanguard FTSE Pacific ETF
VPL
$8.36B
$1.22M 0.02%
22,079
+243
+1% +$12.9K
ABMD
609
DELISTED
Abiomed Inc
ABMD
$1.22M 0.02%
12,827
-228
-2% -$19.2K
WR
610
DELISTED
Westar Energy Inc
WR
$1.22M 0.02%
24,458
-64
-0.3% -$2.85K
BSCH
611
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$1.22M 0.02%
53,701
+2,427
+5% +$54.8K
FL
612
DELISTED
Foot Locker
FL
$1.21M 0.02%
18,878
-8,403
-31% -$545K
PGF icon
613
Invesco Financial Preferred ETF
PGF
$667M
$1.21M 0.02%
64,380
-5,728
-8% -$106K
JSD
614
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.21M 0.02%
79,996
-6,529
-8% -$94.1K
LVLT
615
DELISTED
Level 3 Communications Inc
LVLT
$1.21M 0.02%
22,835
+1,566
+7% +$77.3K
VSS icon
616
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.21M 0.02%
12,902
-7,208
-36% -$633K
FSLR icon
617
First Solar
FSLR
$25.7B
$1.2M 0.02%
17,540
+2,280
+15% +$153K
BSCG
618
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$1.19M 0.02%
54,084
-3,545
-6% -$78.2K
FTF
619
Franklin Limited Duration Income Trust
FTF
$233M
$1.19M 0.02%
105,097
+4,843
+5% +$52.1K
PKO
620
DELISTED
Pimco Income Opportunity Fund
PKO
$1.19M 0.02%
57,327
+2,844
+5% +$57K
PHO icon
621
Invesco Water Resources ETF
PHO
$2.09B
$1.19M 0.02%
54,171
+5,644
+12% +$115K
RS icon
622
Reliance Steel & Aluminium
RS
$21.9B
$1.18M 0.02%
17,099
-605
-3% -$36.6K
GBF icon
623
iShares Government/Credit Bond ETF
GBF
$127M
$1.18M 0.02%
10,283
+6,663
+184% +$756K
NNN icon
624
NNN REIT
NNN
$8.8B
$1.18M 0.02%
25,583
+16,582
+184% +$720K
ROP icon
625
Roper Technologies
ROP
$39.9B
$1.18M 0.02%
6,441
-159
-2% -$27.4K
23 24
25
26 27

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Ladenburg Thalmann Financial Services held 5,085 positions worth $5.68B, up 5.1% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $181M of net new capital in Q1 2016, opening 226 new positions and adding to 2,041 existing holdings. Its largest new stake was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.5% of assets, up from 5.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $42.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2016 buy was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Value ETF in Q1 2016, an estimated $40.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $42.7M.
  • Ladenburg Thalmann Financial Services fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $3.14M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $5.68B portfolio in Q1 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 203 in Q1 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.1% quarter-over-quarter to $5.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2016, filed 16 May 2016.