We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCH
601
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$994K 0.02%
43,800
+38,803
+777% +$884K
PGF icon
602
Invesco Financial Preferred ETF
PGF
$667M
$993K 0.02%
54,355
+7,620
+16% +$138K
IVOO icon
603
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.91B
$992K 0.02%
20,354
+17,558
+628% +$836K
REGN icon
604
Regeneron Pharmaceuticals
REGN
$83.2B
$992K 0.02%
2,418
+319
+15% +$125K
EEFT icon
605
Euronet Worldwide
EEFT
$2.65B
$990K 0.02%
18,041
-462
-2% -$24.6K
RL icon
606
Ralph Lauren
RL
$24.2B
$983K 0.02%
5,324
+482
+10% +$83.2K
AZN icon
607
AstraZeneca
AZN
$251B
$980K 0.02%
13,924
+5,937
+74% +$425K
TD icon
608
Toronto Dominion Bank
TD
$200B
$978K 0.02%
20,444
+3,370
+20% +$163K
WWD icon
609
Woodward
WWD
$21B
$975K 0.02%
19,805
+19,588
+9,027% +$971K
COR icon
610
Cencora
COR
$62B
$974K 0.02%
10,689
-10,191
-49% -$874K
VNM icon
611
VanEck Vietnam ETF
VNM
$510M
$973K 0.02%
50,646
-6,599
-12% -$136K
FRC
612
DELISTED
First Republic Bank
FRC
$969K 0.02%
18,581
-108
-0.6% -$5.44K
CHL
613
DELISTED
China Mobile Limited
CHL
$969K 0.02%
16,279
+3,635
+29% +$218K
MRO
614
DELISTED
Marathon Oil Corporation
MRO
$968K 0.02%
34,207
+3,687
+12% +$117K
DIAX
615
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$966K 0.02%
+62,649
New +$1.01M
FSLR icon
616
First Solar
FSLR
$25.7B
$963K 0.02%
21,605
+13,504
+167% +$688K
CBST
617
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$962K 0.02%
11,839
+9,997
+543% +$777K
IIM icon
618
Invesco Value Municipal Income Trust
IIM
$595M
$961K 0.02%
58,609
+46,895
+400% +$743K
TEL icon
619
TE Connectivity
TEL
$62B
$960K 0.02%
15,120
+1,059
+8% +$63.7K
RWX icon
620
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$957K 0.02%
23,011
-7,382
-24% -$309K
FCE.A
621
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$956K 0.02%
44,847
+1,391
+3% +$28.9K
EDV icon
622
Vanguard World Funds Extended Duration ETF
EDV
$3.46B
$955K 0.02%
7,703
+7,659
+17,407% +$897K
ILCG icon
623
iShares Morningstar Growth ETF
ILCG
$3.26B
$945K 0.02%
41,750
+6,555
+19% +$145K
BPL
624
DELISTED
Buckeye Partners, L.P.
BPL
$945K 0.02%
12,482
+6,218
+99% +$479K
RAD
625
DELISTED
Rite Aid Corporation
RAD
$944K 0.02%
6,281
+1,655
+36% +$184K
23 24
25
26 27

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.