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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPIP icon
576
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$2.25M 0.02%
79,714
-8,668
-10% -$245K
FCX icon
577
Freeport-McMoran
FCX
$97.5B
$2.25M 0.02%
159,535
+8,321
+6% +$117K
NGG icon
578
National Grid
NGG
$81.3B
$2.23M 0.02%
40,242
+7,579
+23% +$423K
FTF
579
Franklin Limited Duration Income Trust
FTF
$233M
$2.22M 0.02%
184,883
+88,909
+93% +$1.06M
FEZ icon
580
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$2.21M 0.02%
53,536
+8,160
+18% +$325K
FE icon
581
FirstEnergy
FE
$27.5B
$2.21M 0.02%
71,528
-4,080
-5% -$128K
BUD icon
582
AB InBev
BUD
$165B
$2.2M 0.02%
18,443
-657
-3% -$76.9K
ESRX
583
DELISTED
Express Scripts Holding Company
ESRX
$2.18M 0.02%
34,422
-8,470
-20% -$526K
FEM icon
584
First Trust Emerging Markets AlphaDEX Fund
FEM
$786M
$2.17M 0.02%
79,459
+7,677
+11% +$200K
CRM icon
585
Salesforce
CRM
$158B
$2.17M 0.02%
23,228
+1,399
+6% +$129K
WPM icon
586
Wheaton Precious Metals
WPM
$60.9B
$2.17M 0.02%
113,610
+14,335
+14% +$282K
IYF icon
587
iShares US Financials ETF
IYF
$4.39B
$2.16M 0.02%
38,608
-3,444
-8% -$188K
QABA icon
588
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.2M
$2.16M 0.02%
41,050
-3,351
-8% -$166K
MCA
589
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$2.16M 0.02%
139,666
+22,481
+19% +$344K
MTB icon
590
M&T Bank
MTB
$36.2B
$2.16M 0.02%
13,389
-1,665
-11% -$262K
LHX icon
591
L3Harris
LHX
$53.4B
$2.15M 0.02%
16,305
-1,003
-6% -$120K
SPSB icon
592
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$2.15M 0.02%
70,067
-738
-1% -$22.6K
PKO
593
DELISTED
Pimco Income Opportunity Fund
PKO
$2.14M 0.02%
81,334
+3,376
+4% +$88.9K
PDI icon
594
PIMCO Dynamic Income Fund
PDI
$7.42B
$2.14M 0.02%
69,387
+16,351
+31% +$495K
NGL icon
595
NGL Energy Partners
NGL
$2.11B
$2.13M 0.02%
184,687
+83,466
+82% +$923K
EIX icon
596
Edison International
EIX
$26.4B
$2.13M 0.02%
27,578
-733
-3% -$58K
DOC icon
597
Healthpeak Properties
DOC
$14.8B
$2.11M 0.02%
76,216
+2,601
+4% +$78.2K
GPT
598
DELISTED
Gramercy Property Trust
GPT
$2.1M 0.02%
69,541
+1,645
+2% +$49.2K
CINF icon
599
Cincinnati Financial
CINF
$27.1B
$2.1M 0.02%
27,417
-2,426
-8% -$184K
AOM icon
600
iShares Core Moderate Allocation ETF
AOM
$1.78B
$2.1M 0.02%
55,236
+14,200
+35% +$533K
22 23
24
25 26

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.