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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TD icon
576
Toronto Dominion Bank
TD
$201B
$1.61M 0.02%
36,226
+6,798
+23% +$298K
HYLS icon
577
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$1.61M 0.02%
33,051
+7,343
+29% +$356K
IYJ icon
578
iShares US Industrials ETF
IYJ
$1.95B
$1.6M 0.02%
27,918
-17,324
-38% -$984K
NAD icon
579
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$1.59M 0.02%
105,354
+102,768
+3,974% +$1.59M
PHO icon
580
Invesco Water Resources ETF
PHO
$2.08B
$1.58M 0.02%
64,162
+2,529
+4% +$61.3K
ULTA icon
581
Ulta Beauty
ULTA
$23.4B
$1.58M 0.02%
6,639
-308
-4% -$77.8K
HEDJ icon
582
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.88B
$1.56M 0.02%
58,116
-5,778
-9% -$153K
QRVO icon
583
Qorvo
QRVO
$8.59B
$1.56M 0.02%
27,995
+1,474
+6% +$83.6K
BPL
584
DELISTED
Buckeye Partners, L.P.
BPL
$1.56M 0.02%
21,796
-56
-0.3% -$3.98K
RWO icon
585
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.28B
$1.56M 0.02%
31,303
-6,818
-18% -$347K
QDEF icon
586
FlexShares Quality Dividend Defensive Index Fund
QDEF
$562M
$1.55M 0.02%
41,326
+3,652
+10% +$138K
AOM icon
587
iShares Core Moderate Allocation ETF
AOM
$1.77B
$1.55M 0.02%
43,039
-7,430
-15% -$266K
WPZ
588
DELISTED
Williams Partners L.P.
WPZ
$1.55M 0.02%
41,755
+20,677
+98% +$761K
OKE icon
589
Oneok
OKE
$57.7B
$1.55M 0.02%
30,542
+7,527
+33% +$356K
MPT
590
Medical Properties Trust
MPT
$2.49B
$1.54M 0.02%
104,025
+8,023
+8% +$121K
MRO
591
DELISTED
Marathon Oil Corporation
MRO
$1.53M 0.02%
97,426
+5,586
+6% +$82.9K
ET icon
592
Energy Transfer Partners
ET
$71.7B
$1.52M 0.02%
90,391
+50,221
+125% +$848K
DFE icon
593
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$1.52M 0.02%
27,396
-1,488
-5% -$80.2K
REM icon
594
iShares Mortgage Real Estate ETF
REM
$544M
$1.51M 0.02%
35,963
+1,768
+5% +$75K
DCP
595
DELISTED
DCP Midstream, LP
DCP
$1.5M 0.02%
42,575
+693
+2% +$23.6K
AMJ
596
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.49M 0.02%
47,227
+915
+2% +$28.8K
TROW icon
597
T. Rowe Price
TROW
$24.3B
$1.49M 0.02%
22,348
-2,395
-10% -$167K
GCOW icon
598
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$1.48M 0.02%
53,209
+11,838
+29% +$328K
AGZ icon
599
iShares Agency Bond ETF
AGZ
$564M
$1.48M 0.02%
12,766
-1,558
-11% -$180K
MCA
600
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$1.47M 0.02%
90,045
+10,825
+14% +$179K
22 23
24
25 26

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.