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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJJ
551
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$2.4M 0.03%
97,075
+48,267
+99% +$1.19M
IYM icon
552
iShares US Basic Materials ETF
IYM
$1.02B
$2.39M 0.03%
24,993
-7,517
-23% -$695K
TRP icon
553
TC Energy
TRP
$65.9B
$2.39M 0.03%
48,427
-3
-0% -$151
ALB icon
554
Albemarle
ALB
$15.5B
$2.39M 0.03%
17,539
+1,225
+8% +$146K
SNY icon
555
Sanofi
SNY
$104B
$2.38M 0.03%
47,760
+10,059
+27% +$487K
SJM icon
556
J.M. Smucker
SJM
$12.8B
$2.37M 0.03%
22,593
-861
-4% -$98.3K
JSD
557
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$2.37M 0.03%
136,101
+2,341
+2% +$40.8K
HEDJ icon
558
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$2.35M 0.03%
72,794
-29,672
-29% -$930K
L icon
559
Loews
L
$23.6B
$2.35M 0.03%
49,101
+52
+0.1% +$2.48K
RWO icon
560
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$2.34M 0.03%
49,071
+1,608
+3% +$77.2K
FYX icon
561
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$2.34M 0.03%
39,610
+4,876
+14% +$272K
PGF icon
562
Invesco Financial Preferred ETF
PGF
$672M
$2.33M 0.03%
122,761
+40,261
+49% +$766K
SOXX icon
563
iShares Semiconductor ETF
SOXX
$45.9B
$2.32M 0.03%
43,944
+9,579
+28% +$477K
KBWD icon
564
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$2.32M 0.03%
96,522
+41,216
+75% +$979K
ROST icon
565
Ross Stores
ROST
$81.9B
$2.32M 0.03%
35,914
+10,082
+39% +$580K
XLVS
566
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$2.31M 0.03%
24,928
+39
+0.2% +$3.62K
CHL
567
DELISTED
China Mobile Limited
CHL
$2.31M 0.03%
45,737
+983
+2% +$52.4K
FAST icon
568
Fastenal
FAST
$59.5B
$2.31M 0.03%
202,236
+38,896
+24% +$419K
BSCK
569
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$2.31M 0.03%
107,162
+16,778
+19% +$361K
SXT icon
570
Sensient Technologies
SXT
$5.53B
$2.3M 0.02%
29,872
+345
+1% +$26.1K
TWO
571
Two Harbors Investment
TWO
$1.27B
$2.29M 0.02%
28,456
+1,838
+7% +$147K
ACWX icon
572
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$2.29M 0.02%
47,419
+40
+0.1% +$1.89K
RPV icon
573
Invesco S&P 500 Pure Value ETF
RPV
$1.71B
$2.29M 0.02%
37,205
+3,457
+10% +$208K
CCL icon
574
Carnival Corporation Ltd
CCL
$39.7B
$2.28M 0.02%
35,331
+1,660
+5% +$111K
PTEU icon
575
Pacer Trendpilot European Index ETF
PTEU
$38M
$2.26M 0.02%
73,894
+5,487
+8% +$162K
21 22
23
24 25

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.