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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKO
551
DELISTED
Pimco Income Opportunity Fund
PKO
$1.71M 0.03%
73,749
+8,608
+13% +$203K
ABB
552
DELISTED
ABB Ltd
ABB
$1.71M 0.03%
75,706
-245
-0.3% -$5.25K
VIS icon
553
Vanguard Industrials ETF
VIS
$8.54B
$1.7M 0.03%
15,345
+2,114
+16% +$233K
SPIB icon
554
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.7M 0.03%
48,694
-1,714
-3% -$59.8K
XLRE icon
555
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.5B
$1.7M 0.03%
51,830
+50,540
+3,918% +$1.7M
LUV icon
556
Southwest Airlines
LUV
$22.4B
$1.69M 0.03%
43,500
+773
+2% +$29.4K
AMSG
557
DELISTED
Amsurg Corp
AMSG
$1.68M 0.03%
25,070
+7,649
+44% +$534K
PFN
558
PIMCO Income Strategy Fund II
PFN
$703M
$1.68M 0.03%
176,035
+10,589
+6% +$99.5K
BIIB icon
559
Biogen
BIIB
$30.3B
$1.68M 0.03%
5,360
-2,065
-28% -$612K
SPYG icon
560
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.2B
$1.67M 0.03%
63,460
+1,312
+2% +$34.4K
ADM icon
561
Archer Daniels Midland
ADM
$38.6B
$1.67M 0.02%
39,430
+4,122
+12% +$178K
TUP
562
DELISTED
Tupperware Brands Corporation
TUP
$1.66M 0.02%
25,314
+2,391
+10% +$150K
AIF
563
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.65M 0.02%
106,588
-83
-0.1% -$1.24K
FCX icon
564
Freeport-McMoran
FCX
$97.2B
$1.65M 0.02%
151,822
-44,136
-23% -$508K
XSLV icon
565
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
$1.64M 0.02%
42,431
+27,563
+185% +$1.06M
SPYV icon
566
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$1.64M 0.02%
63,680
-7,760
-11% -$200K
JCI icon
567
Johnson Controls International
JCI
$93.6B
$1.64M 0.02%
35,223
-1,342
-4% -$62.2K
MTB icon
568
M&T Bank
MTB
$36.4B
$1.62M 0.02%
13,981
+3,965
+40% +$461K
ROK icon
569
Rockwell Automation
ROK
$49.6B
$1.62M 0.02%
13,258
+17
+0.1% +$1.99K
OA
570
DELISTED
Orbital ATK, Inc.
OA
$1.62M 0.02%
21,139
+16,454
+351% +$1.31M
FTSL icon
571
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$1.62M 0.02%
33,369
+10,810
+48% +$522K
NVG icon
572
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$1.61M 0.02%
100,362
+15,979
+19% +$259K
TEVA icon
573
Teva Pharmaceuticals
TEVA
$43B
$1.61M 0.02%
35,070
+2,731
+8% +$142K
PTY icon
574
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$1.61M 0.02%
110,209
+19,087
+21% +$279K
BTI icon
575
British American Tobacco
BTI
$123B
$1.61M 0.02%
25,290
-2,194
-8% -$139K
21 22
23
24 25

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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.