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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDRL
5551
DELISTED
Seadrill Limited Common Stock
SDRL
$0 ﹤0.01%
25
+3
+14% +$9
SAEX
5552
DELISTED
SAExploration Holdings, Inc.
SAEX
– –
-85
Closed –
JNMF
5553
DELISTED
WisdomTree Japan Multifactor Fund
JNMF
– –
-102
Closed -$2K
WCHN
5554
DELISTED
WisdomTree ICBCCS S&P China 500 Fund
WCHN
– –
-204
Closed -$6K
PBBI
5555
DELISTED
PB Bancorp, Inc. Common Stock
PBBI
$0 ﹤0.01%
13
– –
BDCL
5556
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$0 ﹤0.01%
5
– –
WAAS
5557
DELISTED
AquaVenture Holdings Limited
WAAS
$0 ﹤0.01%
+3
New +$54
INAP
5558
DELISTED
Internap Corporation
INAP
$0 ﹤0.01%
27
– –
MNI
5559
DELISTED
The McClatchy Company Class A Common Stock
MNI
$0 ﹤0.01%
15
-150
-91% -$372
MPVD
5560
DELISTED
Mountain Province Diamonds Inc.
MPVD
– –
-200
Closed –
PKD
5561
DELISTED
Parker Drilling Company
PKD
– –
-1
Closed –
TOO
5562
DELISTED
Teekay Offshore Partners L.P.
TOO
$0 ﹤0.01%
363
– –
WAIR
5563
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$0 ﹤0.01%
2
-1
-33% -$11
ENFC
5564
DELISTED
Entegra Financial Corp.
ENFC
– –
-500
Closed -$15K
BKJ
5565
DELISTED
Bancorp of New Jersey, Inc.
BKJ
– –
-275
Closed -$4K
LKSD
5566
DELISTED
LSC Communications, Inc.
LKSD
$0 ﹤0.01%
183
-6,393
-97% -$11.9K
GDG
5567
DELISTED
Gadsden Dynamic Growth ETF
GDG
– –
-94
Closed -$2K
VIDG
5568
DELISTED
Defiance Next Gen Video Gaming ETF
VIDG
– –
-4,090
Closed -$97K
FWP
5569
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
$0 ﹤0.01%
1
– –
IFIX
5570
DELISTED
Xtrackers Barclays International Corporate Bond Hedged ETF
IFIX
– –
-1,800
Closed -$94K
AREX
5571
DELISTED
Approach Resources Inc.
AREX
$0 ﹤0.01%
504
– –
LTXB
5572
DELISTED
LegacyTexas Financial Group Inc
LTXB
– –
-1
Closed –
OTIV
5573
DELISTED
OTI On Track Innovations Ltd
OTIV
$0 ﹤0.01%
500
– –
AAC
5574
DELISTED
AAC Holdings
AAC
$0 ﹤0.01%
270
-2,945
-92% -$2.46K
SHOS
5575
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$0 ﹤0.01%
12
– –
221 222
223
224 225

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.