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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISL
5526
DELISTED
Aberdeen Israel Fund
ISL
– –
-2,096
Closed -$41K
STB
5527
DELISTED
Student Transportation Inc
STB
– –
-18,550
Closed -$139K
ERN
5528
DELISTED
Erin Energy Corp
ERN
– –
-2,724
Closed -$10K
APLP
5529
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
– –
-18,137
Closed -$222K
BUFF
5530
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
– –
-555
Closed -$22K
BSF
5531
DELISTED
Bear State Financial, Inc.
BSF
– –
-1,111
Closed -$11K
SPIL
5532
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
– –
-2,717
Closed -$23K
NVIV
5533
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
-7
Closed -$10.3K
JJM
5534
DELISTED
iPath Bloomberg Industrial Metals Subindex Total Return ETN due October 22, 2037
JJM
– –
-205
Closed -$6K
COW
5535
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
– –
-1,840
Closed -$39K
JJG
5536
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
– –
-750
Closed -$20K
JJC
5537
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
– –
-158
Closed -$5K
VDTH
5538
DELISTED
Videocon d2h Limited
VDTH
– –
-1,776
Closed -$15K
JO
5539
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
– –
-4,600
Closed -$66K
SGG
5540
DELISTED
iPath Bloomberg Sugar Subindex Total Return ETN due June 24, 2038
SGG
– –
-6,586
Closed -$162K
DYN
5541
DELISTED
Dynegy, Inc.
DYN
– –
-275
Closed -$4K
DYN.WS.A
5542
DELISTED
Dynegy Inc.
DYN.WS.A
– –
-2,978
Closed -$1K
IBLN
5543
DELISTED
Direxion iBillionaire Index ETF
IBLN
– –
-1
Closed –
CALD
5544
DELISTED
Callidus Software, Inc.
CALD
– –
-1,358
Closed -$48K
CSRA
5545
DELISTED
CSRA Inc.
CSRA
– –
-1,522
Closed -$63K
JRJR
5546
DELISTED
JRjr33, Inc.
JRJR
– –
-50
Closed –
MACK
5547
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$0 ﹤0.01%
76
– –
RMGN
5548
DELISTED
RMG Networks Holding Corporation
RMGN
$0 ﹤0.01%
46
– –
BXE
5549
DELISTED
Bellatrix Exploration Ltd.
BXE
$0 ﹤0.01%
2
– –
TEUM
5550
DELISTED
Pareteum Corporation
TEUM
$0 ﹤0.01%
160
– –
220 221
222
223 224

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.