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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCP
5476
DELISTED
Quality Care Properties, Inc.
QCP
– –
-7,435
Closed -$143K
KLDX
5477
DELISTED
KLONDEX MINES LTD
KLDX
– –
-1,200
Closed -$3K
RMP
5478
DELISTED
Rice Midstream Partners LP
RMP
– –
-200
Closed -$4K
NSH
5479
DELISTED
NuStar GP Holdings LLC
NSH
– –
-56,777
Closed -$656K
RSPP
5480
DELISTED
RSP Permian, Inc.
RSPP
– –
-1,265
Closed -$60K
FNGN
5481
DELISTED
Financial Engines, Inc.
FNGN
– –
-3,934
Closed -$138K
VR
5482
DELISTED
Validus Hold Ltd
VR
– –
-1,951
Closed -$132K
BWP
5483
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-13,382
Closed -$136K
VCO
5484
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
– –
-7
Closed –
MBVX
5485
DELISTED
MABVAX THERAPEUTICS HLDGS INC
MBVX
– –
-2
Closed –
WGL
5486
DELISTED
Wgl Holdings
WGL
– –
-7,786
Closed -$653K
HCOM
5487
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
– –
-41
Closed -$1K
KND
5488
DELISTED
Kindred Healthcare
KND
– –
-680
Closed -$6K
FTRPR
5489
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
– –
-1,765
Closed -$20K
TEP
5490
DELISTED
Tallgrass Energy Partners, LP
TEP
– –
-4,020
Closed -$153K
ANTH
5491
DELISTED
Anthera Pharmaceuticals, Inc.
ANTH
– –
-1,500
Closed –
UBM
5492
DELISTED
E-TRACS UBS Bloomberg CMCI Industrial Metals ETN
UBM
– –
-1,618
Closed -$28K
KYO
5493
DELISTED
Kyocera Adr
KYO
– –
-363
Closed -$21K
ALOG
5494
DELISTED
Analogic Corp
ALOG
– –
-255
Closed -$25K
CAFD
5495
DELISTED
8point3 Energy Partners LP
CAFD
– –
-16,494
Closed -$201K
FCRE
5496
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
-3
Closed –
RPXC
5497
DELISTED
RPX Corporation
RPXC
– –
-457
Closed -$5K
GHS
5498
DELISTED
REX Gold Hedged S&P 500 ETF
GHS
– –
-690
Closed -$22K
FINL
5499
DELISTED
Finish Line
FINL
– –
-228
Closed -$3K
WSKY
5500
DELISTED
Spirited Funds/ETFMG Whiskey & Spirits ETF
WSKY
– –
-702
Closed -$23K
218 219
220
221 222

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.