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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCO icon
526
Moody's
MCO
$82.7B
$2.56M 0.03%
18,401
-1,046
-5% -$137K
AOA icon
527
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$2.55M 0.03%
47,666
-73
-0.2% -$3.83K
FDS icon
528
Factset
FDS
$10.2B
$2.55M 0.03%
14,182
+133
+0.9% +$21.7K
SBRA icon
529
Sabra Healthcare REIT
SBRA
$5.37B
$2.55M 0.03%
116,168
+79,369
+216% +$1.79M
MOAT icon
530
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$2.55M 0.03%
63,167
-18,595
-23% -$736K
PHO icon
531
Invesco Water Resources ETF
PHO
$2.09B
$2.55M 0.03%
89,399
+4,310
+5% +$118K
KRE icon
532
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
$2.53M 0.03%
44,654
-12,457
-22% -$669K
PDM
533
Piedmont Realty Trust
PDM
$1.19B
$2.53M 0.03%
125,515
-12,372
-9% -$252K
DBL
534
DoubleLine Opportunistic Credit Fund
DBL
$280M
$2.52M 0.03%
104,669
-6,249
-6% -$154K
PDP icon
535
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$2.51M 0.03%
51,593
+12,343
+31% +$592K
VSS icon
536
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$2.51M 0.03%
21,816
-200
-0.9% -$22.4K
VAW icon
537
Vanguard Materials ETF
VAW
$3.08B
$2.5M 0.03%
19,468
+632
+3% +$78.6K
PRF icon
538
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$2.49M 0.03%
115,980
-5,905
-5% -$124K
GBIL icon
539
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$2.48M 0.03%
+24,742
New +$2.48M
GXC icon
540
State Street SPDR S&P China ETF
GXC
$482M
$2.47M 0.03%
24,060
+2,459
+11% +$241K
EOG icon
541
EOG Resources
EOG
$70.7B
$2.46M 0.03%
25,459
-5,228
-17% -$472K
ILMN icon
542
Illumina
ILMN
$28.4B
$2.46M 0.03%
12,707
-293
-2% -$54.5K
STT icon
543
State Street
STT
$50.7B
$2.46M 0.03%
25,696
+5,129
+25% +$478K
GNMA icon
544
iShares GNMA Bond ETF
GNMA
$432M
$2.45M 0.03%
49,014
-933,336
-95% -$46.5M
SMDV icon
545
ProShares Russell 2000 Dividend Growers ETF
SMDV
$710M
$2.45M 0.03%
43,655
+9,724
+29% +$531K
WTRG icon
546
Essential Utilities
WTRG
$11.4B
$2.45M 0.03%
73,759
+560
+0.8% +$18.8K
DLR icon
547
Digital Realty Trust
DLR
$71.7B
$2.43M 0.03%
20,546
-7,154
-26% -$827K
IYG icon
548
iShares US Financial Services ETF
IYG
$2.2B
$2.42M 0.03%
60,654
+10,080
+20% +$386K
XHR
549
Xenia Hotels & Resorts
XHR
$1.79B
$2.42M 0.03%
114,801
-18,009
-14% -$361K
SLY
550
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$2.4M 0.03%
36,910
-12,318
-25% -$757K
20 21
22
23 24

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.