We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHK
526
DELISTED
Chesapeake Energy Corporation
CHK
$1.83M 0.03%
1,459
-159
-10% -$183K
HYT icon
527
BlackRock Corporate High Yield Fund
HYT
$1.38B
$1.83M 0.03%
168,814
-6,518
-4% -$70K
PPG icon
528
PPG Industries
PPG
$25.8B
$1.82M 0.03%
17,588
-1,206
-6% -$127K
AGGY icon
529
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$923M
$1.81M 0.03%
34,876
+8,652
+33% +$450K
FTGC icon
530
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.07B
$1.81M 0.03%
88,024
+18,437
+26% +$388K
FCE.A
531
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$1.81M 0.03%
78,319
-587
-0.7% -$13.7K
CB icon
532
Chubb
CB
$134B
$1.81M 0.03%
14,435
-4,955
-26% -$629K
CHL
533
DELISTED
China Mobile Limited
CHL
$1.8M 0.03%
29,221
-7,780
-21% -$477K
SHYD icon
534
VanEck Short High Yield Muni ETF
SHYD
$455M
$1.8M 0.03%
71,129
-13,278
-16% -$337K
PX
535
DELISTED
Praxair Inc
PX
$1.79M 0.03%
14,840
+4,908
+49% +$581K
AET
536
DELISTED
Aetna Inc
AET
$1.77M 0.03%
15,374
+687
+5% +$80.5K
ROST icon
537
Ross Stores
ROST
$81.1B
$1.77M 0.03%
27,562
-6,896
-20% -$424K
MCK icon
538
McKesson
MCK
$104B
$1.77M 0.03%
10,606
-233
-2% -$43.4K
ABMD
539
DELISTED
Abiomed Inc
ABMD
$1.76M 0.03%
13,713
+1,649
+14% +$198K
DEM icon
540
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$1.75M 0.03%
46,651
+31,563
+209% +$1.19M
LH icon
541
Labcorp
LH
$26B
$1.75M 0.03%
14,836
+2,683
+22% +$316K
MAR icon
542
Marriott International
MAR
$90.9B
$1.75M 0.03%
26,016
+2,636
+11% +$186K
MPC icon
543
Marathon Petroleum
MPC
$90.8B
$1.75M 0.03%
43,004
+692
+2% +$28.1K
TTE icon
544
TotalEnergies
TTE
$196B
$1.74M 0.03%
293,769,786
-23,320,107,968
-99% -$16.3M
VCR icon
545
Vanguard Consumer Discretionary ETF
VCR
$6.14B
$1.74M 0.03%
13,836
+2,852
+26% +$360K
EBND icon
546
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$1.73M 0.03%
60,707
+60,307
+15,077% +$1.7M
STWD icon
547
Starwood Property Trust
STWD
$6.16B
$1.71M 0.03%
76,146
+8,176
+12% +$181K
AIG icon
548
American International
AIG
$40.4B
$1.71M 0.03%
28,843
+101
+0.4% +$5.77K
FE icon
549
FirstEnergy
FE
$27.2B
$1.71M 0.03%
51,861
+2,510
+5% +$85.3K
EEP
550
DELISTED
Enbridge Energy Partners
EEP
$1.71M 0.03%
67,192
-2,141
-3% -$51.4K
20 21
22
23 24

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.