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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PX
526
DELISTED
Praxair Inc
PX
$1.31M 0.03%
12,924
-5,260
-29% -$580K
ABB
527
DELISTED
ABB Ltd
ABB
$1.31M 0.03%
74,255
+523
+0.7% +$10.2K
CRI icon
528
Carter's
CRI
$1.46B
$1.31M 0.03%
14,445
+162
+1% +$16.2K
PNRA
529
DELISTED
Panera Bread Co
PNRA
$1.31M 0.03%
6,774
+3,193
+89% +$595K
SDS icon
530
ProShares UltraShort S&P500
SDS
$370M
$1.3M 0.03%
581
+563
+3,128% +$1.21M
AMWD
531
DELISTED
American Woodmark
AMWD
$1.3M 0.03%
20,086
+9,528
+90% +$602K
FFC
532
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$784M
$1.3M 0.03%
69,531
-1,094
-2% -$20.5K
IEUR icon
533
iShares Core MSCI Europe ETF
IEUR
$9.14B
$1.3M 0.03%
31,200
+27,675
+785% +$1.23M
CRM icon
534
Salesforce
CRM
$161B
$1.3M 0.03%
18,620
+3,142
+20% +$223K
WTRG icon
535
Essential Utilities
WTRG
$11.2B
$1.3M 0.03%
49,021
+1,321
+3% +$33.8K
GBF icon
536
iShares Government/Credit Bond ETF
GBF
$128M
$1.29M 0.03%
11,417
+6,594
+137% +$744K
PRFZ icon
537
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$1.29M 0.03%
70,555
+19,600
+38% +$385K
DAL icon
538
Delta Air Lines
DAL
$59.5B
$1.27M 0.03%
28,349
-3,898
-12% -$175K
UPW icon
539
ProShares Ultra Utilities
UPW
$16.1M
$1.26M 0.03%
170,712
-23,580
-12% -$173K
PCL
540
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$1.26M 0.03%
31,987
+2,011
+7% +$80.6K
BTI icon
541
British American Tobacco
BTI
$123B
$1.26M 0.03%
22,846
-320
-1% -$17.8K
SCHA icon
542
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1.25M 0.03%
98,792
-1,696
-2% -$23.3K
SRC
543
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$1.25M 0.03%
30,651
-5,540
-15% -$245K
SURE icon
544
AdvisorShares Insider Advantage ETF
SURE
$57.7M
$1.25M 0.03%
23,701
+1,577
+7% +$88.2K
EIX icon
545
Edison International
EIX
$26.6B
$1.25M 0.03%
19,789
+5,095
+35% +$303K
VLO icon
546
Valero Energy
VLO
$92.9B
$1.24M 0.03%
20,634
+1,007
+5% +$64K
FRC
547
DELISTED
First Republic Bank
FRC
$1.24M 0.03%
19,768
+1,998
+11% +$125K
GWX icon
548
State Street SPDR S&P International Small Cap ETF
GWX
$917M
$1.24M 0.03%
44,973
+1,863
+4% +$54.1K
DFS
549
DELISTED
Discover Financial Services
DFS
$1.24M 0.03%
23,755
+205
+0.9% +$11.2K
CBRE icon
550
CBRE Group
CBRE
$42.8B
$1.23M 0.03%
38,438
+16,798
+78% +$596K
20 21
22
23 24

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.