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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEDJ icon
526
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$726K 0.02%
27,328
+2,222
+9% +$57.2K
PPL
527
PPL Corp
PPL
$26.3B
$726K 0.02%
25,670
+4,808
+23% +$138K
VLO icon
528
Valero Energy
VLO
$90.7B
$725K 0.02%
21,036
+7,910
+60% +$280K
NFLX icon
529
Netflix
NFLX
$318B
$719K 0.02%
162,610
+107,240
+194% +$414K
DOV icon
530
Dover
DOV
$28.3B
$716K 0.02%
11,882
+1,168
+11% +$67.3K
PCL
531
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$713K 0.02%
15,294
+692
+5% +$32.4K
CTAS icon
532
Cintas
CTAS
$81.1B
$709K 0.02%
55,252
-1,972
-3% -$23.9K
CLX icon
533
Clorox
CLX
$13B
$708K 0.02%
8,610
-1,008
-10% -$85.1K
HIG icon
534
Hartford Financial Services
HIG
$38.7B
$707K 0.02%
22,630
-3,496
-13% -$109K
OGE icon
535
OGE Energy
OGE
$9.54B
$705K 0.02%
19,489
-829
-4% -$30K
VHC icon
536
VirnetX Holding Corp
VHC
$60.1M
$705K 0.02%
1,728
-10,402
-86% -$4.11M
SNDK
537
DELISTED
SANDISK CORP
SNDK
$705K 0.02%
11,852
– –
MTB icon
538
M&T Bank
MTB
$36.3B
$700K 0.02%
6,253
+666
+12% +$77.1K
INVX
539
Innovex International
INVX
$2.04B
$696K 0.02%
6,065
-79
-1% -$8.08K
ES icon
540
Eversource Energy
ES
$26.8B
$693K 0.02%
16,776
-13,808
-45% -$584K
CVG
541
DELISTED
Convergys
CVG
$692K 0.02%
36,873
-85
-0.2% -$1.59K
AIVI icon
542
WisdomTree International AI Enhanced Value Fund
AIVI
$63.3M
$691K 0.02%
15,193
+11,525
+314% +$497K
ILCB icon
543
iShares Morningstar US Equity ETF
ILCB
$1.32B
$690K 0.02%
27,792
+8
+0% +$199
MKC icon
544
McCormick & Company Non-Voting
MKC
$14.3B
$687K 0.02%
20,388
+3,658
+22% +$128K
LOW icon
545
Lowe's Companies
LOW
$123B
$685K 0.02%
14,376
+2,211
+18% +$100K
TRIP icon
546
TripAdvisor
TRIP
$1.26B
$682K 0.02%
8,998
+1,213
+16% +$85.9K
DVN icon
547
Devon Energy
DVN
$49.9B
$681K 0.02%
11,774
-3,345
-22% -$191K
PIE icon
548
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$243M
$678K 0.02%
38,080
-1,098
-3% -$19.9K
CYH icon
549
Community Health Systems
CYH
$415M
$676K 0.02%
19,719
+398
+2% +$14.1K
SNA icon
550
Snap-on
SNA
$21.3B
$676K 0.02%
7,144
+1,541
+28% +$148K
20 21
22
23 24

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.