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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCRA
5376
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
– –
-339
Closed -$8K
INFR
5377
DELISTED
Legg Mason ETF Investment Trust Legg Mason Global Infrastructure ETF
INFR
– –
-200
Closed -$6K
MRLN
5378
DELISTED
Marlin Business Services Corp
MRLN
– –
-113
Closed -$3K
CNBKA
5379
DELISTED
Century Bancorp Inc/Mass
CNBKA
– –
-21
Closed -$2K
QADB
5380
DELISTED
QAD Inc. Class B
QADB
– –
-6
Closed –
NNA
5381
DELISTED
Navios Maritime Acquisition Corporation
NNA
– –
-333
Closed -$4K
ARD
5382
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
– –
-374
Closed -$7K
JAX
5383
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
29
-14
-33% -$163
SQBG
5384
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
3
– –
CHMA
5385
DELISTED
Chiasma, Inc. Common Stock
CHMA
$0 ﹤0.01%
16
– –
BPFH
5386
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
– –
-261
Closed -$4K
LEAF
5387
DELISTED
Leaf Group Ltd.
LEAF
– –
-60
Closed –
TPCO
5388
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-120
Closed -$2K
SYNC
5389
DELISTED
Synacor, Inc.
SYNC
$0 ﹤0.01%
300
– –
CZZ
5390
DELISTED
Cosan Limited
CZZ
– –
-600
Closed -$6K
NHLDW
5391
DELISTED
National Holdings Corporation Warrants
NHLDW
$0 ﹤0.01%
2
– –
TALO.WS
5392
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
$0 ﹤0.01%
+62
New +$312
EIGI
5393
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$0 ﹤0.01%
7
– –
NGHC
5394
DELISTED
National General Holdings Corp
NGHC
– –
-536
Closed -$13K
GV
5395
DELISTED
Goldfield Corporation
GV
– –
-1,600
Closed -$6K
RELV
5396
DELISTED
Reliv International Inc
RELV
$0 ﹤0.01%
14
– –
APEX
5397
DELISTED
Apex Global Brands Inc. Common Stock
APEX
$0 ﹤0.01%
+7
New +$148
CLUB
5398
DELISTED
Town Sports International Holdings, Inc.
CLUB
– –
-1,250
Closed -$10K
PSV
5399
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
6
+2
+50% +$20
SMRT
5400
DELISTED
Stein Mart Inc
SMRT
– –
-2,073
Closed -$3K
214 215
216
217 218

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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.