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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.97%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$256M
Cap. Flow
+$449M
Cap. Flow %
4.19%
Top 10 Hldgs %
13.12%
Holding
5,409
New
248
Increased
2,455
Reduced
1,673
Closed
156

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$66.6M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$25.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.2M
4
FBND icon
Fidelity Total Bond ETF
FBND
+$22.8M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$18.9M

Top Sells

Rank Stock Value
1
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$40.9M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$40.9M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$36.6M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$35.5M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28M

Sector Composition

Rank Sector Weight
1 Technology 6.23%
2 Financials 5.95%
3 Industrials 4.72%
4 Healthcare 3.63%
5 Consumer Staples 3.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSLS
5276
DELISTED
ReShape Lifesciences Inc. Common Stock
RSLS
– –
0
– –
GLF.WS
5277
DELISTED
GulfMark Offshore, Inc. Warrant
GLF.WS
$0 ﹤0.01%
+18
New +$15
DHCP
5278
DELISTED
Ditech Holding Corporation
DHCP
$0 ﹤0.01%
+2
New +$20
ANW
5279
DELISTED
Aegean Marine Petroleum Network
ANW
$0 ﹤0.01%
164
– –
KS
5280
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-1
Closed –
SNMX
5281
DELISTED
Senomyx, Inc.
SNMX
$0 ﹤0.01%
760
– –
IVTY
5282
DELISTED
Invuity, Inc
IVTY
– –
-2,206
Closed -$14K
BTX.WS
5283
DELISTED
BioTime Inc Warrants (Expiring October 1, 2018)
BTX.WS
$0 ﹤0.01%
1,246
– –
KODK.WS
5284
DELISTED
Eastman Kodak Company
KODK.WS
$0 ﹤0.01%
7
– –
MATR
5285
DELISTED
Mattersight Corp.
MATR
$0 ﹤0.01%
88
– –
VCO
5286
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
$0 ﹤0.01%
7
– –
MBVX
5287
DELISTED
MABVAX THERAPEUTICS HLDGS INC
MBVX
$0 ﹤0.01%
2
– –
IPCC
5288
DELISTED
Infinity Property & Casualty C
IPCC
– –
-193
Closed -$20K
ANTH
5289
DELISTED
Anthera Pharmaceuticals, Inc.
ANTH
$0 ﹤0.01%
1,500
– –
FCRE
5290
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$0 ﹤0.01%
3
-13
-81% -$12
LAYN
5291
DELISTED
Layne Christensen Co
LAYN
$0 ﹤0.01%
33
– –
DSUM
5292
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$0 ﹤0.01%
16
-14
-47% -$338
DGL
5293
DELISTED
Invesco DB Gold Fund
DGL
– –
-726
Closed -$30K
LQ
5294
DELISTED
La Quinta Holdings Inc.
LQ
$0 ﹤0.01%
1
– –
SGY.WS
5295
DELISTED
Stone Energy Corporation Warrants to purchase common stock (expiring February 28, 2021)
SGY.WS
$0 ﹤0.01%
71
+62
+689% +$361
PQ
5296
DELISTED
Petroquest Energy Inc Wd
PQ
$0 ﹤0.01%
305
– –
IPXL
5297
DELISTED
Impax Laboratories, Inc.
IPXL
$0 ﹤0.01%
25
-400
-94% -$7.85K
IBLN
5298
DELISTED
Direxion iBillionaire Index ETF
IBLN
$0 ﹤0.01%
1
– –
JRJR
5299
DELISTED
JRjr33, Inc.
JRJR
$0 ﹤0.01%
50
– –
CCUR
5300
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
– –
-1,000
Closed -$6K
210 211
212
213 214

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Ladenburg Thalmann Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Ladenburg Thalmann Financial Services held 5,409 positions worth $10.7B, up 2.4% from $10.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $449M of net new capital in Q1 2018, opening 248 new positions and adding to 2,455 existing holdings. Its largest new stake was BrightSpire Capital: 507,629 shares worth $9.62M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard S&P Mid-Cap 400 Growth ETF, an estimated $40.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2018 buy was BrightSpire Capital: 507,629 shares worth $9.62M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 Growth ETF in Q1 2018, an estimated $66.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2018 reduction was Vanguard S&P Mid-Cap 400 Growth ETF, cutting an estimated $40.9M.
  • Ladenburg Thalmann Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q1 2018, selling an estimated $7.59M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.7B portfolio in Q1 2018.
  • Ladenburg Thalmann Financial Services opened 248 new positions and closed 156 in Q1 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 2.4% quarter-over-quarter to $10.7B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2018, filed 15 May 2018.