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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.97%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$256M
Cap. Flow
+$449M
Cap. Flow %
4.19%
Top 10 Hldgs %
13.12%
Holding
5,409
New
248
Increased
2,455
Reduced
1,673
Closed
156

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$66.6M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$25.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.2M
4
FBND icon
Fidelity Total Bond ETF
FBND
+$22.8M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$18.9M

Top Sells

Rank Stock Value
1
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$40.9M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$40.9M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$36.6M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$35.5M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28M

Sector Composition

Rank Sector Weight
1 Technology 6.23%
2 Financials 5.95%
3 Industrials 4.72%
4 Healthcare 3.63%
5 Consumer Staples 3.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QGTA
5251
DELISTED
IQ Leaders GTAA Tracker ETF
QGTA
– –
-100
Closed -$2K
SES
5252
DELISTED
Synthesis Energy Systems Inc.
SES
$0 ﹤0.01%
5
– –
TGE
5253
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-30
Closed -$1K
AVX
5254
DELISTED
AVX Corporation
AVX
– –
-700
Closed -$12K
INAP
5255
DELISTED
Internap Corporation
INAP
$0 ﹤0.01%
27
+2
+8% +$28
PIR
5256
DELISTED
Pier 1 Imports, Inc.
PIR
$0 ﹤0.01%
3
-5
-63% -$340
PKD
5257
DELISTED
Parker Drilling Company
PKD
$0 ﹤0.01%
7
-33
-83% -$500
ABDC
5258
DELISTED
Alcentra Capital Corp
ABDC
– –
-1,500
Closed -$13K
TOO
5259
DELISTED
Teekay Offshore Partners L.P.
TOO
$0 ﹤0.01%
363
– –
HOS
5260
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$0 ﹤0.01%
150
– –
LTXB
5261
DELISTED
LegacyTexas Financial Group Inc
LTXB
– –
-1
Closed –
SHOS
5262
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$0 ﹤0.01%
7
– –
NVLN
5263
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$0 ﹤0.01%
177
– –
TRNX
5264
DELISTED
Taronis Technologies, Inc. Common Stock
TRNX
$0 ﹤0.01%
2
– –
PES
5265
DELISTED
Pioneer Energy Services Corp.
PES
$0 ﹤0.01%
115
– –
AMBR
5266
DELISTED
Amber Road Inc
AMBR
– –
-2,165
Closed -$16K
ADYX
5267
DELISTED
Adynxx Inc
ADYX
$0 ﹤0.01%
2
– –
GNCA
5268
DELISTED
Genocea Biosciences, Inc.
GNCA
– –
-38
Closed –
IRDMB
5269
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
– –
-35
Closed -$15K
VISL
5270
DELISTED
Vislink Technologies, Inc. Common Stock
VISL
– –
0
– –
IPCI
5271
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$0 ﹤0.01%
1
– –
ELGX
5272
DELISTED
Endologix Inc
ELGX
$0 ﹤0.01%
10
– –
NXEO
5273
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
– –
-1,010
Closed -$9K
ARDM
5274
DELISTED
Aradigm Corp Common Stock
ARDM
$0 ﹤0.01%
192
-7,848
-98% -$14.9K
CYHHZ
5275
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
1,220
– –
209 210
211
212 213

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Ladenburg Thalmann Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Ladenburg Thalmann Financial Services held 5,409 positions worth $10.7B, up 2.4% from $10.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $449M of net new capital in Q1 2018, opening 248 new positions and adding to 2,455 existing holdings. Its largest new stake was BrightSpire Capital: 507,629 shares worth $9.62M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard S&P Mid-Cap 400 Growth ETF, an estimated $40.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2018 buy was BrightSpire Capital: 507,629 shares worth $9.62M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 Growth ETF in Q1 2018, an estimated $66.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2018 reduction was Vanguard S&P Mid-Cap 400 Growth ETF, cutting an estimated $40.9M.
  • Ladenburg Thalmann Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q1 2018, selling an estimated $7.59M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.7B portfolio in Q1 2018.
  • Ladenburg Thalmann Financial Services opened 248 new positions and closed 156 in Q1 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 2.4% quarter-over-quarter to $10.7B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2018, filed 15 May 2018.