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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKR icon
501
KKR & Co
KKR
$92.3B
$2.69M 0.03%
132,284
+11,635
+10% +$221K
TIER
502
DELISTED
TIER REIT, Inc.
TIER
$2.68M 0.03%
139,117
-38,809
-22% -$714K
RSPS icon
503
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$247M
$2.67M 0.03%
109,120
+11,735
+12% +$292K
DBC icon
504
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$2.67M 0.03%
173,538
+8,052
+5% +$120K
ANSS
505
DELISTED
Ansys
ANSS
$2.65M 0.03%
21,594
+531
+3% +$66.7K
YUM icon
506
Yum! Brands
YUM
$41.1B
$2.65M 0.03%
35,920
+3,750
+12% +$282K
APA icon
507
APA Corp
APA
$13.2B
$2.63M 0.03%
57,376
-7,451
-11% -$328K
FTLS icon
508
First Trust Long/Short Equity ETF
FTLS
$2.49B
$2.63M 0.03%
70,729
+9,037
+15% +$329K
ORLY icon
509
O'Reilly Automotive
ORLY
$76.3B
$2.63M 0.03%
182,895
-1,170
-0.6% -$15.4K
PFN
510
PIMCO Income Strategy Fund II
PFN
$703M
$2.62M 0.03%
245,130
+8,139
+3% +$86.2K
BSCJ
511
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$2.62M 0.03%
123,337
+23,752
+24% +$505K
JQC icon
512
Nuveen Credit Strategies Income Fund
JQC
$711M
$2.62M 0.03%
308,439
+1,296
+0.4% +$11K
LRCX icon
513
Lam Research
LRCX
$390B
$2.61M 0.03%
141,130
+53,000
+60% +$860K
HASI icon
514
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
$2.6M 0.03%
106,796
+12,660
+13% +$296K
CORP icon
515
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$2.6M 0.03%
24,633
+8,700
+55% +$917K
GL icon
516
Globe Life
GL
$14.3B
$2.6M 0.03%
32,439
-8,631
-21% -$673K
NEAR icon
517
iShares Short Maturity Bond ETF
NEAR
$4.88B
$2.6M 0.03%
51,659
+38,018
+279% +$1.91M
RSPH icon
518
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$2.58M 0.03%
147,490
+18,940
+15% +$329K
STWD icon
519
Starwood Property Trust
STWD
$6.09B
$2.58M 0.03%
119,010
+29,401
+33% +$648K
AWF
520
AllianceBernstein Global High Income Fund
AWF
$872M
$2.58M 0.03%
197,623
+4,682
+2% +$60.6K
IVR icon
521
Invesco Mortgage Capital
IVR
$805M
$2.58M 0.03%
15,054
+2,285
+18% +$385K
IXN icon
522
iShares Global Tech ETF
IXN
$9.26B
$2.58M 0.03%
108,522
+30,630
+39% +$705K
UN
523
DELISTED
Unilever NV New York Registry Shares
UN
$2.57M 0.03%
43,587
+27,772
+176% +$1.62M
NUE icon
524
Nucor
NUE
$62.1B
$2.57M 0.03%
45,908
-4,280
-9% -$242K
GCOW icon
525
Pacer Global Cash Cows Dividend ETF
GCOW
$3.49B
$2.57M 0.03%
84,714
+7,290
+9% +$218K
19 20
21
22 23

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.