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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHK icon
501
Mohawk Industries
MHK
$9.19B
$2.03M 0.03%
10,116
-603
-6% -$124K
BAX icon
502
Baxter International
BAX
$14.4B
$2.02M 0.03%
42,430
-3,995
-9% -$188K
TXN icon
503
Texas Instruments
TXN
$256B
$2.02M 0.03%
28,757
+1,525
+6% +$104K
L icon
504
Loews
L
$23.3B
$2.01M 0.03%
48,772
-550
-1% -$22.6K
EVT icon
505
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.17B
$2.01M 0.03%
99,582
-2,584
-3% -$53.3K
EZM icon
506
WisdomTree US MidCap Fund
EZM
$952M
$2M 0.03%
62,574
-1,230
-2% -$38.9K
IYE icon
507
iShares US Energy ETF
IYE
$1.78B
$1.99M 0.03%
51,465
-11,717
-19% -$447K
KKR icon
508
KKR & Co
KKR
$93.2B
$1.97M 0.03%
137,844
+5,650
+4% +$80.1K
LUMN icon
509
Lumen
LUMN
$6.85B
$1.96M 0.03%
71,493
-18,216
-20% -$532K
HRL icon
510
Hormel Foods
HRL
$13.6B
$1.96M 0.03%
51,654
+2,876
+6% +$107K
KDP icon
511
Keurig Dr Pepper
KDP
$39.9B
$1.96M 0.03%
21,456
-838
-4% -$79.4K
PTLC icon
512
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$1.95M 0.03%
84,334
+18,978
+29% +$438K
MS icon
513
Morgan Stanley
MS
$338B
$1.94M 0.03%
60,344
+21,944
+57% +$655K
FAST icon
514
Fastenal
FAST
$59.8B
$1.93M 0.03%
184,460
-45,232
-20% -$481K
FFC
515
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
$1.9M 0.03%
91,321
+291
+0.3% +$6.26K
SLYV icon
516
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$1.89M 0.03%
35,324
-18,122
-34% -$954K
TTM
517
DELISTED
Tata Motors Limited
TTM
$1.89M 0.03%
47,332
-461
-1% -$17.9K
BEP icon
518
Brookfield Renewable
BEP
$9.8B
$1.89M 0.03%
115,228
-1,436
-1% -$23.5K
IXUS icon
519
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$1.89M 0.03%
36,099
+495
+1% +$25.3K
TFC icon
520
Truist Financial
TFC
$63.4B
$1.88M 0.03%
49,910
+5,600
+13% +$209K
HYEM icon
521
VanEck Emerging Markets High Yield Bond ETF
HYEM
$525M
$1.88M 0.03%
76,041
-7,734
-9% -$187K
IPAC icon
522
iShares Core MSCI Pacific ETF
IPAC
$2.74B
$1.87M 0.03%
36,858
-1,724
-4% -$85K
MKC icon
523
McCormick & Company Non-Voting
MKC
$14.3B
$1.85M 0.03%
37,178
+2,366
+7% +$120K
DNP icon
524
DNP Select Income Fund
DNP
$4.09B
$1.84M 0.03%
179,431
-5,253
-3% -$55.5K
KRG icon
525
Kite Realty
KRG
$5.29B
$1.84M 0.03%
66,428
-2,384
-3% -$68.5K
19 20
21
22 23

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.