We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESSA
5176
DELISTED
ESSA Bancorp
ESSA
– –
-134
Closed -$2K
ESTA icon
5177
Establishment Labs
ESTA
$2.21B
$0 ﹤0.01%
+4
New +$103
ETD icon
5178
Ethan Allen Interiors
ETD
$602M
– –
-100
Closed -$2K
EUDG icon
5179
WisdomTree Europe Quality Dividend Growth Fund
EUDG
$70.2M
– –
-254
Closed -$7K
EUDV icon
5180
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.56M
– –
-275
Closed -$11K
EUM icon
5181
ProShares Trust Short MSCI Emerging Markets
EUM
$9.44M
– –
-500
Closed -$17K
EWV icon
5182
ProShares Trust UltraShort MSCI Japan
EWV
$5.12M
$0 ﹤0.01%
3
– –
FDTS icon
5183
First Trust Developed Markets ex-US Small Cap AlphaDEX Fund
FDTS
$13.8M
– –
-3,157
Closed -$137K
FIVA
5184
Fidelity International Value Factor ETF
FIVA
$602M
– –
-623
Closed -$15K
FNWB icon
5185
First Northwest Bancorp
FNWB
$106M
– –
-47
Closed -$1K
FSP
5186
Franklin Street Properties
FSP
$45.8M
– –
-565
Closed -$5K
FTXR icon
5187
First Trust Nasdaq Transportation ETF
FTXR
$1.05B
– –
-1,000
Closed -$25K
FXF icon
5188
Invesco CurrencyShares Swiss Franc Trust
FXF
$397M
– –
-400
Closed -$39K
GAIA icon
5189
Gaia
GAIA
$31.5M
$0 ﹤0.01%
20
– –
GALT icon
5190
Galectin Therapeutics
GALT
$316M
– –
-2,000
Closed -$9K
GAMR icon
5191
Amplify Video Game Tech ETF
GAMR
$40.2M
– –
-264
Closed -$13K
GASS icon
5192
StealthGas
GASS
$322M
– –
-50
Closed –
GECC icon
5193
Great Elm Capital Corp
GECC
$78.2M
– –
-350
Closed -$20K
GEG icon
5194
Great Elm Group
GEG
$67.4M
$0 ﹤0.01%
2
– –
GOAU icon
5195
US Global GO Gold and Precious Metal Miners ETF
GOAU
$199M
– –
-6,290
Closed -$80K
GPRK icon
5196
GeoPark
GPRK
$604M
– –
-135
Closed -$2K
GSAT icon
5197
Globalstar
GSAT
$10.8B
$0 ﹤0.01%
7
– –
GSM icon
5198
FerroAtlántica
GSM
$854M
– –
-100
Closed -$1K
GSSC icon
5199
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.1B
– –
-100
Closed -$4K
GWRS icon
5200
Global Water Resources
GWRS
$219M
– –
-2,074
Closed -$19K
206 207
208
209 210

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.