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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRDS
5176
DELISTED
Crossroads Systems, Inc.
CRDS
– –
-6
Closed –
RGSE
5177
DELISTED
Real Goods Solar, Inc. Class A
RGSE
$0 ﹤0.01%
1
– –
ORIG
5178
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-1
Closed -$2K
DCTH
5179
DELISTED
Delcath Systems Inc
DCTH
– –
-90
Closed –
CELGZ
5180
DELISTED
Celgene Corporation Contingent Value Rights
CELGZ
$0 ﹤0.01%
43
– –
ASCMA
5181
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$0 ﹤0.01%
9
– –
FBC
5182
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-528
Closed -$16K
CTIC
5183
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$0 ﹤0.01%
20
-100
-83% -$334
ARCW
5184
DELISTED
ARC Group Worldwide, Inc
ARCW
$0 ﹤0.01%
63
– –
AWH
5185
DELISTED
Allied World Assurance Co Hld Lt
AWH
– –
-720
Closed -$38K
KEM
5186
DELISTED
KEMET Corporation
KEM
– –
-8,675
Closed -$111K
FLY
5187
DELISTED
Fly Leasing Limited
FLY
– –
-700
Closed -$9K
HYGS
5188
DELISTED
Hydrogenics Corp
HYGS
$0 ﹤0.01%
28
– –
GUR
5189
DELISTED
SPDR S&P Emerging Europe ETF
GUR
– –
-16
Closed –
QIWI
5190
DELISTED
QIWI PLC
QIWI
– –
-200
Closed -$5K
QADA
5191
DELISTED
QAD Inc.
QADA
$0 ﹤0.01%
13
– –
NHLD
5192
DELISTED
National Holdings Corporation
NHLD
$0 ﹤0.01%
2
– –
BVSN
5193
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
85
-7
-8% -$29
NIHD
5194
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$0 ﹤0.01%
121
– –
KEG
5195
DELISTED
Key Energy Services, Inc. Common Stock
KEG
$0 ﹤0.01%
16
– –
TI
5196
DELISTED
Telecom Italia
TI
– –
-127
Closed -$1K
IMUC
5197
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
– –
-45
Closed –
WMLP
5198
DELISTED
Westmoreland Resrc Partners, L.P
WMLP
$0 ﹤0.01%
38
– –
KODK.WS.A
5199
DELISTED
Eastman Kodak Company
KODK.WS.A
$0 ﹤0.01%
7
-7
-50% -$1
FEEU
5200
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
– –
-326
Closed -$38K
206 207
208
209 210

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.