We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BVH
5151
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$1K ﹤0.01%
29
+1
+4% +$22
RPT
5152
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
53
– –
NETI
5153
DELISTED
Eneti Inc.
NETI
$1K ﹤0.01%
22
– –
CTG
5154
DELISTED
Computer Task Group, Inc.
CTG
$1K ﹤0.01%
105
-455
-81% -$2.04K
VRTV
5155
DELISTED
VERITIV CORPORATION
VRTV
$1K ﹤0.01%
128
-3
-2% -$52
NXGN
5156
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$1K ﹤0.01%
61
-257
-81% -$4.28K
TDW.WS.A
5157
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$1K ﹤0.01%
364
-19
-5% -$42
MGI
5158
DELISTED
MoneyGram International, Inc. New
MGI
$1K ﹤0.01%
300
-500
-63% -$1.75K
TA
5159
DELISTED
TravelCenters of America LLC
TA
$1K ﹤0.01%
47
-1
-2% -$15
JNCE
5160
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
$1K ﹤0.01%
200
– –
BSMX
5161
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1K ﹤0.01%
232
– –
AMBC.WS
5162
DELISTED
Ambac Financial Group
AMBC.WS
$1K ﹤0.01%
125
– –
ASAP
5163
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$1K ﹤0.01%
51
– –
ECOM
5164
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$1K ﹤0.01%
138
-200
-59% -$1.84K
TMBR
5165
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$1K ﹤0.01%
3
– –
MN
5166
DELISTED
MANNING & NAPIER, INC.
MN
$1K ﹤0.01%
500
– –
EXTN
5167
DELISTED
Exterran Corporation
EXTN
$1K ﹤0.01%
100
-283
-74% -$3.42K
GBL
5168
DELISTED
GAMCO Investors, Inc.
GBL
$1K ﹤0.01%
39
– –
MBII
5169
DELISTED
Marrone Bio Innovations, Inc.
MBII
$1K ﹤0.01%
1,200
– –
VWTR
5170
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$1K ﹤0.01%
100
– –
VRS
5171
DELISTED
Verso Corporation
VRS
$1K ﹤0.01%
79
-863
-92% -$11.8K
GSKY
5172
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$1K ﹤0.01%
130
-907
-87% -$8.08K
DRNA
5173
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$1K ﹤0.01%
+53
New +$758
FLXN
5174
DELISTED
Flexion Therapeutics, Inc.
FLXN
$1K ﹤0.01%
+100
New +$1.19K
LORL
5175
DELISTED
Loral Space and Communications, Inc.
LORL
$1K ﹤0.01%
21
– –
205 206
207
208 209

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.