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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLAR icon
5151
Clarus
CLAR
$146M
– –
-100
Closed -$1K
CLPR
5152
Clipper Realty
CLPR
$47M
– –
-38
Closed –
CMCM
5153
Cheetah Mobile
CMCM
$98.1M
– –
-5
Closed –
CODX
5154
Co-Diagnostics
CODX
$5.49M
– –
-17
Closed -$1K
COLD icon
5155
Americold
COLD
$4.13B
– –
-76
Closed -$1K
CPRX
5156
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-2,000
Closed -$5K
CREG
5157
DELISTED
Smart Powerr
CREG
– –
-4
Closed -$6K
CRWS icon
5158
Crown Crafts
CRWS
$32.7M
– –
-1,600
Closed -$9K
CTRN icon
5159
Citi Trends
CTRN
$635M
– –
-13
Closed –
CVGI icon
5160
Commercial Vehicle Group
CVGI
$135M
– –
-2,177
Closed -$16K
CVEO icon
5161
Civeo
CVEO
$337M
$0 ﹤0.01%
13
-943
-99% -$44.2K
CWST icon
5162
Casella Waste Systems
CWST
$5.89B
– –
-3,314
Closed -$78K
CXSE icon
5163
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$501M
– –
-550
Closed -$24K
DGP icon
5164
DB Gold Double Long ETN due February 15, 2038
DGP
$251M
– –
-5
Closed –
DHX icon
5165
DHI Group
DHX
$166M
$0 ﹤0.01%
155
– –
DRD
5166
DRDGold
DRD
$2.07B
$0 ﹤0.01%
4
-100
-96% -$229
DRIO icon
5167
DarioHealth
DRIO
$74.8M
$0 ﹤0.01%
1
– –
DUST icon
5168
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$50.3M
– –
0
– –
ECPG icon
5169
Encore Capital Group
ECPG
$1.98B
$0 ﹤0.01%
6
-11
-65% -$417
EDSA icon
5170
Edesa Biotech
EDSA
$53.2M
$0 ﹤0.01%
1
-7
-88% -$446
EFNL icon
5171
iShares MSCI Finland ETF
EFNL
$248M
– –
-252
Closed -$11K
EFOI icon
5172
Energy Focus
EFOI
$19.1M
$0 ﹤0.01%
6
-28
-82% -$2.12K
ELF icon
5173
e.l.f. Beauty
ELF
$5.61B
– –
-100
Closed -$2K
ENLV icon
5174
Enlivex Ltd
ENLV
$32.3M
– –
-2
Closed –
ENOR icon
5175
iShares MSCI Norway ETF
ENOR
$101M
– –
-943
Closed -$26K
205 206
207
208 209

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.