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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGAS
5151
DELISTED
Gas Natural Inc.
EGAS
– –
-1,450
Closed -$19K
XRA
5152
DELISTED
Exeter Resources Corporation
XRA
– –
-300
Closed –
BHL
5153
DELISTED
Blackrock Defined Opp Crt Tr
BHL
– –
-1,400
Closed -$14K
GLA
5154
DELISTED
GlassBridge Enterprises, Inc.
GLA
– –
-86
Closed –
COVS
5155
DELISTED
Covisint Corporation
COVS
– –
-35
Closed –
RAI
5156
DELISTED
Reynolds American Inc
RAI
– –
-351,796
Closed -$22.9M
IPN
5157
DELISTED
SPDR S&P International Industrial Sector
IPN
– –
-5,172
Closed -$178K
IPK
5158
DELISTED
SPDR S&P International Technology Sector
IPK
– –
-8,081
Closed -$344K
IST
5159
DELISTED
SPDR S&P International Telecommunications Sector
IST
– –
-542
Closed -$14K
GML
5160
DELISTED
SPDR S&P Emerging Latin America ETF
GML
– –
-275
Closed -$13K
IPD
5161
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
– –
-4,224
Closed -$170K
KCG
5162
DELISTED
KCG Holdings, Inc.
KCG
– –
-128
Closed -$3K
PNRA
5163
DELISTED
Panera Bread Co
PNRA
– –
-2,836
Closed -$892K
KATE
5164
DELISTED
Kate Spade & Company
KATE
– –
-100
Closed -$2K
WPT
5165
DELISTED
World Point Terminals, LP
WPT
– –
-1,000
Closed -$17K
BXE
5166
DELISTED
Bellatrix Exploration Ltd.
BXE
$0 ﹤0.01%
2
-1
-33% -$3
BHI
5167
DELISTED
Baker Hughes
BHI
– –
-9,387
Closed -$513K
OKS
5168
DELISTED
Oneok Partners LP
OKS
– –
-34,264
Closed -$1.74M
SRSC
5169
DELISTED
SEARS Canada Inc.
SRSC
– –
-178
Closed –
CIE
5170
DELISTED
Cobalt International Energy, Inc
CIE
$0 ﹤0.01%
400
-600
-60% -$1.25K
XCO
5171
DELISTED
Exco Resources
XCO
$0 ﹤0.01%
300
– –
TEUM
5172
DELISTED
Pareteum Corporation
TEUM
$0 ﹤0.01%
160
– –
DRYS
5173
DELISTED
DryShips Inc. Common Stock
DRYS
$0 ﹤0.01%
3
-1
-25% -$3
PTX
5174
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$0 ﹤0.01%
14
+5
+56% +$16
EMMS
5175
DELISTED
Emmis Communications Corp
EMMS
$0 ﹤0.01%
+13
New +$35
205 206
207
208 209

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.