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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBLL icon
5126
Invesco Short Term Treasury ETF
TBLL
$2.85B
$1K ﹤0.01%
7
– –
TECS icon
5127
Direxion Daily Technology Bear 3x ETF
TECS
$61M
– –
0
– –
TG icon
5128
Tredegar Corp
TG
$279M
$1K ﹤0.01%
68
– –
THR
5129
DELISTED
Thermon Group Holdings
THR
$1K ﹤0.01%
44
– –
TME icon
5130
Tencent Music
TME
$13.7B
$1K ﹤0.01%
70
– –
TOVX icon
5131
Theriva Biologics
TOVX
$10.7M
$1K ﹤0.01%
12
– –
TUR icon
5132
iShares MSCI Turkey ETF
TUR
$220M
$1K ﹤0.01%
29
-1,371
-98% -$34.6K
URG
5133
Ur-Energy
URG
$541M
$1K ﹤0.01%
2,000
– –
UTSI icon
5134
UTStarcom
UTSI
$23.8M
$1K ﹤0.01%
108
– –
VEON icon
5135
VEON
VEON
$3.9B
$1K ﹤0.01%
10
– –
VTOL icon
5136
Bristow Group
VTOL
$1.36B
$1K ﹤0.01%
+59
New +$1.14K
XSHQ icon
5137
Invesco S&P SmallCap Quality ETF
XSHQ
$320M
$1K ﹤0.01%
50
– –
VRN
5138
DELISTED
Veren
VRN
$1K ﹤0.01%
155
-46,096
-100% -$160K
GRDX
5139
GridAI Technologies Corp
GRDX
$22M
– –
0
– –
NPKI
5140
NPK International
NPKI
$1.19B
$1K ﹤0.01%
151
– –
ITCI
5141
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$1K ﹤0.01%
150
– –
VOXX
5142
DELISTED
VOXX International Corporation Class A
VOXX
$1K ﹤0.01%
+153
New +$708
LUMO
5143
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$1K ﹤0.01%
41
– –
VTNR
5144
DELISTED
Vertex Energy, Inc
VTNR
$1K ﹤0.01%
658
– –
BIOL
5145
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
CBD
5146
DELISTED
Companhia Brasileira de Distribuicao
CBD
$1K ﹤0.01%
27
+17
+170% +$380
SCTL
5147
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$1K ﹤0.01%
118
– –
EXPR
5148
DELISTED
Express, Inc.
EXPR
$1K ﹤0.01%
10
-4
-29% -$196
BFX
5149
DELISTED
BowFlex Inc.
BFX
$1K ﹤0.01%
500
– –
WTER
5150
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$1K ﹤0.01%
73
– –
204 205
206
207 208

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.